COATES INTERNATIONAL LTD \DE\ Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-04: Reporting owner Coates George J.; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-04: Reporting owner COATES GREGORY G; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-04: Reporting owner KAYE BARRY C; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-23: Reporting owner Coates George J.; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-04 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,005 3,250,363 owned after | $0.00 | 2015-12-07 | |
| 2015-12-04 | COATES GREGORY G Director | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,038 224,975 owned after | $0.00 | 2015-12-07 | |
| 2015-12-04 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +395 17,411 owned after | $0.00 | 2015-12-07 | |
| 2015-10-23 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +170,653 3,176,358 owned after | $0.00 | 2015-10-27 | |
| 2015-10-23 | COATES GREGORY G Director, Officer (Secretary and Pres., Tech.Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,618 219,937 owned after | $0.00 | 2015-10-27 | |
| 2015-10-23 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +909 17,016 owned after | $0.00 | 2015-10-27 | |
| 2015-09-03 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,160 3,005,705 owned after | $0.00 | 2015-09-08 | |
| 2015-09-03 | COATES GREGORY G Director, Officer (Secretary and Pres., Tech.Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,917 208,319 owned after | $0.00 | 2015-09-08 | |
| 2015-09-03 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150 16,107 owned after | $0.00 | 2015-09-08 | |
| 2015-08-20 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +106,257 2,977,545 owned after | $0.00 | 2015-08-21 | |
| 2015-08-20 | COATES GREGORY G Director, Officer (Secretary and Pres., Tech.Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,233 206,402 owned after | $0.00 | 2015-08-21 | |
| 2015-08-20 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +567 15,957 owned after | $0.00 | 2015-08-21 | |
| 2015-07-31 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +124,240 2,871,288 owned after | $0.00 | 2015-08-03 | |
| 2015-07-31 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,458 199,169 owned after | $0.00 | 2015-08-03 | |
| 2015-07-31 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +662 15,390 owned after | $0.00 | 2015-08-03 | |
| 2015-06-18 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +307,361 2,747,048 owned after | $0.00 | 2015-06-19 | |
| 2015-06-18 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,925 190,711 owned after | $0.00 | 2015-06-19 | |
| 2015-06-18 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,638 14,728 owned after | $0.00 | 2015-06-19 | |
| 2015-06-08 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +397,088 2,439,687 owned after | $0.00 | 2015-06-09 | |
| 2015-06-08 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,032 169,786 owned after | $0.00 | 2015-06-09 | |
| 2015-06-08 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,116 13,090 owned after | $0.00 | 2015-06-09 | |
| 2015-05-15 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +189,717 2,042,599 owned after | $0.00 | 2015-05-18 | |
| 2015-05-15 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,915 142,754 owned after | $0.00 | 2015-05-18 | |
| 2015-05-15 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,011 10,974 owned after | $0.00 | 2015-05-18 | |
| 2015-05-05 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +317,111 1,852,882 owned after | $0.00 | 2015-05-06 | |
| 2015-05-05 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,588 129,839 owned after | $0.00 | 2015-05-06 | |
| 2015-05-05 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,690 9,963 owned after | $0.00 | 2015-05-06 | |
| 2015-04-21 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,785 1,535,771 owned after | $0.00 | 2015-04-22 | |
| 2015-04-21 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,946 108,251 owned after | $0.00 | 2015-04-22 | |
| 2015-04-21 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +857 8,273 owned after | $0.00 | 2015-04-22 | |
| 2015-04-14 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +119,845 1,374,986 owned after | $0.00 | 2015-04-15 | |
| 2015-04-14 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,159 97,305 owned after | $0.00 | 2015-04-15 | |
| 2015-04-14 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +639 7,416 owned after | $0.00 | 2015-04-15 | |
| 2015-04-07 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,551 1,255,141 owned after | $0.00 | 2015-04-07 | |
| 2015-04-07 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +387 6,777 owned after | $0.00 | 2015-04-07 | |
| 2015-04-07 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,939 89,146 owned after | $0.00 | 2015-04-07 | |
| 2015-03-26 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +147,209 1,182,590 owned after | $0.00 | 2015-03-26 | |
| 2015-03-26 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,021 84,207 owned after | $0.00 | 2015-03-26 | |
| 2015-03-26 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +783 6,390 owned after | $0.00 | 2015-03-26 | |
| 2015-03-09 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +171,637 1,035,381 owned after | $0.00 | 2015-03-11 | |
| 2015-03-09 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,685 74,186 owned after | $0.00 | 2015-03-11 | |
| 2015-03-09 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +915 5,607 owned after | $0.00 | 2015-03-11 | |
| 2015-03-03 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,508 863,744 owned after | $0.00 | 2015-03-05 | |
| 2015-03-03 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,391 62,501 owned after | $0.00 | 2015-03-05 | |
| 2015-03-03 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +344 4,692 owned after | $0.00 | 2015-03-05 | |
| 2015-02-19 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,656 799,236 owned after | $0.00 | 2015-02-20 | |
| 2015-02-19 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,266 58,110 owned after | $0.00 | 2015-02-20 | |
| 2015-02-19 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +335 4,348 owned after | $0.00 | 2015-02-20 | |
| 2015-01-29 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123,564 736,580 owned after | $0.00 | 2015-01-30 | |
| 2015-01-29 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,412 53,844 owned after | $0.00 | 2015-01-30 | |
| 2015-01-29 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +658 4,013 owned after | $0.00 | 2015-01-30 | |
| 2015-01-14 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71,083 613,016 owned after | $0.00 | 2015-01-16 | |
| 2015-01-14 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,839 45,432 owned after | $0.00 | 2015-01-16 | |
| 2015-01-14 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +379 3,355 owned after | $0.00 | 2015-01-16 |