COATES INTERNATIONAL LTD \DE\ Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-22: Reporting owner Coates George J.; Form 4; Security Series A Preferred Stock, par value, $0.001 per share; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-08-16: Reporting owner Coates George J.; Form 4; Security Series A Preferred Stock, par value, $0.001 per share; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-22: Reporting owner Coates George J.; Form 4; Security Series A Preferred Stock, par value, $0.001 per share; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-08: Reporting owner Coates George J.; Form 4; Security Series A Preferred Stock, par value, $0.001 per share; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-22 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock, par value, $0.001 per share Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,790 72,833 owned after | no price filed | 2011-11-23 | |
| 2011-08-16 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock, par value, $0.001 per share Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +349 71,093 owned after | $0.00 | 2011-08-18 | |
| 2011-07-22 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock, par value, $0.001 per share Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,757 70,744 owned after | no price filed | 2011-07-26 | |
| 2011-06-08 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock, par value, $0.001 per share Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +359 68,987 owned after | no price filed | 2011-06-09 | |
| 2011-05-26 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock, par value, $0.001 per share Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 68,628 owned after | no price filed | 2011-05-26 | |
| 2011-05-25 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock, par value, $0.001 per share Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +299 18,628 owned after | no price filed | 2011-05-26 | |
| 2011-04-29 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock, par vale, $0.001 per share Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,328 18,329 owned after | no price filed | 2011-05-02 | |
| 2011-04-10 | Coates George J. Director, Officer (President and CFO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +16,550 42,030 owned after | $0.18 | 2011-04-11 | |
| 2011-04-07 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,800 25,480 owned after | $0.17 | 2011-04-07 | |
| 2011-04-05 | Coates George J. Director, Officer (President and Chief Executive), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +13,680 136,800 owned after | $0.17 | 2011-04-05 |