COATES INTERNATIONAL LTD \DE\ Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-01-14: Reporting owner KAYE BARRY C; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2019-12-02: Reporting owner Coates George J.; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-12-02: Reporting owner COATES GREGORY G; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-12-02: Reporting owner KAYE BARRY C; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-01-14 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,236 106,693 owned after | $0.00 | 2020-04-06 |