COATES INTERNATIONAL LTD \DE\ Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-31: Reporting owner Coates George J.; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-31: Reporting owner COATES GREGORY G; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-31: Reporting owner KAYE BARRY C; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-19: Reporting owner Coates George J.; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-31 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,617 541,933 owned after | $0.00 | 2015-01-05 | |
| 2014-12-31 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,356 40,593 owned after | $0.00 | 2015-01-05 | |
| 2014-12-31 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +184 2,976 owned after | $0.00 | 2015-01-05 | |
| 2014-12-19 | Coates George J. Director, Officer (Treasurer and CFO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,033 507,316 owned after | $0.00 | 2014-12-22 | |
| 2014-12-19 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,719 38,237 owned after | $0.00 | 2014-12-22 | |
| 2014-12-19 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +213 2,792 owned after | $0.00 | 2014-12-22 | |
| 2014-11-17 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,059 35,518 owned after | $0.00 | 2014-11-18 | |
| 2014-11-17 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +161 2,579 owned after | $0.00 | 2014-11-18 | |
| 2014-11-17 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +161 2,579 owned after | $0.00 | 2014-11-18 | |
| 2014-11-17 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,249 474,283 owned after | $0.00 | 2014-11-18 | |
| 2014-10-28 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,308 444,034 owned after | $0.00 | 2014-10-29 | |
| 2014-10-28 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +838 33,459 owned after | $0.00 | 2014-10-29 | |
| 2014-10-28 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66 2,418 owned after | $0.00 | 2014-10-29 | |
| 2014-10-17 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,043 431,726 owned after | $0.00 | 2014-10-20 | |
| 2014-10-17 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,092 32,621 owned after | $0.00 | 2014-10-20 | |
| 2014-10-17 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86 2,352 owned after | $0.00 | 2014-10-20 | |
| 2014-10-03 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,296 415,683 owned after | $0.00 | 2014-10-06 | |
| 2014-10-03 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,654 31,529 owned after | $0.00 | 2014-10-06 | |
| 2014-10-03 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129 2,266 owned after | $0.00 | 2014-10-06 | |
| 2014-09-26 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,896 391,387 owned after | $0.00 | 2014-09-29 | |
| 2014-09-12 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4/A | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,063 384,491 owned after | $0.00 | 2014-09-15 | |
| 2014-09-12 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +277 29,875 owned after | $0.00 | 2014-09-15 | |
| 2014-09-12 | COATES GREGORY G Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,063 384,491 owned after | $0.00 | 2014-09-15 | |
| 2014-09-12 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22 2,137 owned after | $0.00 | 2014-09-15 | |
| 2014-08-21 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,758 382,130 owned after | $0.00 | 2014-08-21 | |
| 2014-08-21 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +596 29,714 owned after | $0.00 | 2014-08-21 | |
| 2014-08-21 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46 2,124 owned after | $0.00 | 2014-08-21 | |
| 2014-08-01 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2014-08-04 | |
| 2014-07-28 | Coates George J. Director, Officer (President and C EO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,006 371,670 owned after | $0.00 | 2014-07-29 | |
| 2014-07-28 | COATES GREGORY G Director, Officer (Secretary and Pres, Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,002 29,002 owned after | $0.00 | 2014-07-29 | |
| 2014-07-28 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,069 2,069 owned after | $0.00 | 2014-07-29 | |
| 2014-07-03 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −181,664 0 owned after | $0.00 | 2014-07-03 | |
| 2014-07-03 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +256,664 256,664 owned after | $0.00 | 2014-07-03 | |
| 2014-07-02 | Coates George J. Director, Officer (President and C EO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,763 181,664 owned after | $0.00 | 2014-07-03 | |
| 2014-06-17 | Coates George J. Director, Officer (President and C EO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,650 179,901 owned after | $0.00 | 2014-06-17 | |
| 2014-04-25 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,070 169,251 owned after | $0.00 | 2014-04-28 | |
| 2014-02-24 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,708 162,181 owned after | $0.00 | 2014-02-24 |