COATES INTERNATIONAL LTD \DE\ Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-24: Reporting owner Coates George J.; Form 4; Security Series A Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-10: Reporting owner Coates George J.; Form 4; Security Series A Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-26: Reporting owner Coates George J.; Form 4; Security Series A Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-22: Reporting owner Coates George J.; Form 4; Security Series A Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-24 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,933 141,473 owned after | $0.00 | 2013-12-24 | |
| 2013-12-10 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61 136,540 owned after | $0.00 | 2013-12-10 | |
| 2013-11-26 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,057 135,317 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +260 134,260 owned after | $0.00 | 2013-11-22 | |
| 2013-11-11 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +695 134,000 owned after | $0.00 | 2013-11-12 | |
| 2013-11-04 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +113 113,305 owned after | $0.00 | 2013-11-05 | |
| 2013-10-29 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,114 133,192 owned after | $0.00 | 2013-10-31 | |
| 2013-10-21 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,805 131,078 owned after | $0.00 | 2013-10-22 | |
| 2013-10-03 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +863 129,273 owned after | $0.00 | 2013-10-04 | |
| 2013-09-18 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +270 128,410 owned after | $0.00 | 2013-09-20 | |
| 2013-08-30 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,767 128,140 owned after | $0.00 | 2013-09-03 | |
| 2013-08-08 | Coates George J. Director, Officer (President and CEO) | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,310 | $0.00 | 2013-08-09 | |
| 2013-07-02 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock, par value $0.001 per share Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +483 122,063 owned after | $0.00 | 2013-07-05 |