CMC Materials, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-01: Reporting owner Li David H; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-01: Reporting owner Li David H; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-01: Reporting owner Damashek Yumiko; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-01: Reporting owner Naman Ananth; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-01 | Li David H Officer (VP, Asia Pacific Region) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,650 5,650 owned after | $23.21 exercise price | 2011-12-01 | |
| 2011-12-01 | Li David H Officer (VP, Asia Pacific Region) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,650 9,300 owned after | $31.11 exercise price | 2011-12-01 | |
| 2011-12-01 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,600 12,600 owned after | $40.52 exercise price | 2011-12-01 | |
| 2011-12-01 | Naman Ananth Officer (VP, Research & Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,500 16,500 owned after | $40.52 exercise price | 2011-12-01 | |
| 2011-12-01 | Weisman Adam Officer (VP, Business Operations) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,700 20,700 owned after | $40.52 exercise price | 2011-12-01 | |
| 2011-12-01 | SMITH STEPHEN R Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,400 17,400 owned after | $40.52 exercise price | 2011-12-01 | |
| 2011-12-01 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $40.52 exercise price | 2011-12-01 | |
| 2011-12-01 | Li David H Officer (VP, Asia Pacific Region) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,400 17,400 owned after | $40.52 exercise price | 2011-12-01 | |
| 2011-12-01 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,400 17,400 owned after | $40.52 exercise price | 2011-12-01 | |
| 2011-12-01 | WOBBY DANIEL S Officer (VP, Global Sales) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,700 20,700 owned after | $40.52 exercise price | 2011-12-01 | |
| 2011-12-01 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,000 66,000 owned after | $40.52 exercise price | 2011-12-01 | |
| 2011-12-01 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,100 26,100 owned after | $40.52 exercise price | 2011-12-01 | |
| 2011-12-01 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,300 18,300 owned after | $40.52 exercise price | 2011-12-01 | |
| 2011-06-13 | Weisman Adam Officer (VP, Business Operations) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 30,000 owned after | $30.51 exercise price | 2011-06-14 | |
| 2011-05-03 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4/A | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 43,000 owned after | $37.78 exercise price | 2011-05-19 | |
| 2011-05-03 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 43,000 owned after | $37.78 exercise price | 2011-05-04 | |
| 2011-03-08 | Xia Bailing Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $49.17 exercise price | 2011-03-09 | |
| 2011-03-08 | WILKINSON STEVEN V Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $49.17 exercise price | 2011-03-09 | |
| 2011-03-08 | MOONEY EDWARD J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $49.17 exercise price | 2011-03-09 | |
| 2011-03-08 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $49.17 exercise price | 2011-03-09 | |
| 2011-03-08 | FULLER H LAURANCE Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $49.17 exercise price | 2011-03-09 | |
| 2011-03-08 | FRAZEE JOHN P JR Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $49.17 exercise price | 2011-03-09 | |
| 2011-03-08 | Birgeneau Robert J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $49.17 exercise price | 2011-03-09 | |
| 2011-03-07 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $37.78 exercise price | 2011-03-07 | |
| 2011-03-03 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,483 0 owned after | $37.78 exercise price | 2011-03-04 | |
| 2011-03-02 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,006 30,483 owned after | $37.78 exercise price | 2011-03-02 | |
| 2011-03-01 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 45,489 owned after | $37.78 exercise price | 2011-03-02 | |
| 2011-02-28 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 46,889 owned after | $37.78 exercise price | 2011-03-02 | |
| 2011-02-18 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $29.00 exercise price | 2011-02-18 | |
| 2011-02-18 | Weisman Adam Officer (VP, Business Operations) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $37.78 exercise price | 2011-02-18 | |
| 2011-02-16 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −108,908 0 owned after | $30.51 exercise price | 2011-02-17 | |
| 2011-02-15 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,092 108,908 owned after | $30.51 exercise price | 2011-02-17 | |
| 2011-02-09 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $37.78 exercise price | 2011-02-09 | |
| 2011-02-09 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −950 0 owned after | $31.57 exercise price | 2011-02-09 | |
| 2011-02-09 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,925 975 owned after | $37.40 exercise price | 2011-02-09 | |
| 2011-02-09 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,275 2,550 owned after | $23.21 exercise price | 2011-02-09 | |
| 2011-02-09 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,074 3,222 owned after | $31.11 exercise price | 2011-02-09 | |
| 2011-02-07 | Naman Ananth Officer (VP, Research & Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 0 owned after | $31.57 exercise price | 2011-02-08 | |
| 2011-02-07 | Naman Ananth Officer (VP, Research & Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −375 375 owned after | $37.40 exercise price | 2011-02-08 | |
| 2011-02-07 | Naman Ananth Officer (VP, Research & Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 625 owned after | $32.09 exercise price | 2011-02-08 | |
| 2011-02-07 | Naman Ananth Officer (VP, Research & Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −755 1,510 owned after | $23.21 exercise price | 2011-02-08 | |
| 2011-02-07 | Naman Ananth Officer (VP, Research & Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,162 3,488 owned after | $31.11 exercise price | 2011-02-08 | |
| 2011-02-02 | Birgeneau Robert J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $32.02 exercise price | 2011-02-03 | |
| 2011-02-01 | SMITH STEPHEN R Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,750 13,750 owned after | $30.51 exercise price | 2011-02-03 | |
| 2011-02-01 | SMITH STEPHEN R Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,400 12,400 owned after | $23.21 exercise price | 2011-02-03 | |
| 2011-01-14 holding as of filing | Naman Ananth Officer (VP, Research & Development) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $31.57 exercise price | 2011-01-14 | ||
| 2011-01-14 holding as of filing | Naman Ananth Officer (VP, Research & Development) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $37.40 exercise price | 2011-01-14 | ||
| 2011-01-14 holding as of filing | Naman Ananth Officer (VP, Research & Development) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $32.09 exercise price | 2011-01-14 | ||
| 2011-01-14 holding as of filing | Naman Ananth Officer (VP, Research & Development) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $23.21 exercise price | 2011-01-14 | ||
| 2011-01-14 holding as of filing | Naman Ananth Officer (VP, Research & Development) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $31.11 exercise price | 2011-01-14 | ||
| 2011-01-14 holding as of filing | Naman Ananth Officer (VP, Research & Development) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $41.51 exercise price | 2011-01-14 |