CMC Materials, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-01: Reporting owner ECKSTEIN BERNSTEIN H CAROL; Form 4/A; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-01: Reporting owner JOHNSON WILLIAM S; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-01: Reporting owner NOGLOWS WILLIAM P; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-01: Reporting owner Li David H; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-01 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4/A | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,900 18,900 owned after | $31.11 exercise price | 2009-12-04 | |
| 2009-12-01 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,500 28,500 owned after | $31.11 exercise price | 2009-12-03 | |
| 2009-12-01 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $31.11 exercise price | 2009-12-03 | |
| 2009-12-01 | Li David H Officer (VP, Asia Pacific Region) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,600 18,600 owned after | $31.11 exercise price | 2009-12-03 | |
| 2009-12-01 | WOBBY DANIEL S Officer (VP, Global Sales) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,900 18,900 owned after | $31.11 exercise price | 2009-12-03 | |
| 2009-12-01 | Weisman Adam Officer (VP, Business Operations) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,900 21,900 owned after | $31.11 exercise price | 2009-12-03 | |
| 2009-12-01 | SPIRO CLIFFORD L Officer (VP, Research&Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,900 21,900 owned after | $31.11 exercise price | 2009-12-03 | |
| 2009-12-01 | SMITH STEPHEN R Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,600 18,600 owned after | $31.11 exercise price | 2009-12-03 | |
| 2009-12-01 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,296 4,296 owned after | $31.11 exercise price | 2009-12-03 | |
| 2009-12-01 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,600 18,600 owned after | $31.11 exercise price | 2009-12-03 | |
| 2009-12-01 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,900 15,900 owned after | $31.11 exercise price | 2009-12-03 | |
| 2009-12-01 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,900 18,900 owned after | $31.11 exercise price | 2009-12-03 | |
| 2009-03-03 | Xia Bailing Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $19.01 exercise price | 2009-03-04 | |
| 2009-03-03 | WILKINSON STEVEN V Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $19.01 exercise price | 2009-03-04 | |
| 2009-03-03 | MOONEY EDWARD J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $19.01 exercise price | 2009-03-04 | |
| 2009-03-03 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $19.01 exercise price | 2009-03-04 | |
| 2009-03-03 | FULLER H LAURANCE Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $19.01 exercise price | 2009-03-04 | |
| 2009-03-03 | FRAZEE JOHN P JR Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $19.01 exercise price | 2009-03-04 | |
| 2009-03-03 | Birgeneau Robert J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $19.01 exercise price | 2009-03-04 |