CMC Materials, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-01: Reporting owner Li David H; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-01: Reporting owner Damashek Yumiko; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-01: Reporting owner Weisman Adam; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-01: Reporting owner ROMAN THOMAS S; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-01 | Li David H Officer (VP, Asia Pacific Region) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,600 22,600 owned after | $23.21 exercise price | 2008-12-02 | |
| 2008-12-01 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,500 15,500 owned after | $23.21 exercise price | 2008-12-02 | |
| 2008-12-01 | Weisman Adam Officer (VP, Business Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,000 29,000 owned after | $23.21 exercise price | 2008-12-02 | |
| 2008-12-01 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,100 5,100 owned after | $23.21 exercise price | 2008-12-02 | |
| 2008-12-01 | SPIRO CLIFFORD L Officer (VP, Research&Development) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | $23.21 exercise price | 2008-12-02 | |
| 2008-12-01 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,200 32,200 owned after | $23.21 exercise price | 2008-12-02 | |
| 2008-12-01 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,000 81,000 owned after | $23.21 exercise price | 2008-12-02 | |
| 2008-12-01 | SMITH STEPHEN R Officer (VP, Marketing) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,800 24,800 owned after | $23.21 exercise price | 2008-12-02 | |
| 2008-12-01 | WOBBY DANIEL S Officer (VP, Global Sales) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $23.21 exercise price | 2008-12-02 | |
| 2008-12-01 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,800 24,800 owned after | $23.21 exercise price | 2008-12-02 | |
| 2008-12-01 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,500 21,500 owned after | $23.21 exercise price | 2008-12-02 | |
| 2008-08-12 | SMITH STEPHEN R Officer (VP, Marketing) | 4/A | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,750 27,500 owned after | $30.51 exercise price | 2011-01-31 | |
| 2008-08-11 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4/A | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $29.00 exercise price | 2011-02-18 | |
| 2008-08-11 | ROMAN THOMAS S Officer (Corporate Controller) | 4/A | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 4,000 owned after | $30.51 | 2008-11-05 | |
| 2008-08-07 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4/A | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 30,000 owned after | $30.51 | 2008-11-05 | |
| 2008-08-04 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4/A | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,500 29,000 owned after | $30.51 | 2008-11-05 | |
| 2008-06-10 holding as of filing | Li David H Officer (VP, Asia Pacific Region) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $30.51 exercise price | 2008-06-10 | ||
| 2008-06-10 holding as of filing | Li David H Officer (VP, Asia Pacific Region) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $31.57 exercise price | 2008-06-10 | ||
| 2008-06-10 holding as of filing | Li David H Officer (VP, Asia Pacific Region) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $37.40 exercise price | 2008-06-10 | ||
| 2008-06-10 holding as of filing | Li David H Officer (VP, Asia Pacific Region) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $37.78 exercise price | 2008-06-10 | ||
| 2008-06-10 holding as of filing | Li David H Officer (VP, Asia Pacific Region) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $48.91 exercise price | 2008-06-10 | ||
| 2008-06-10 holding as of filing | Li David H Officer (VP, Asia Pacific Region) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $49.80 exercise price | 2008-06-10 | ||
| 2008-06-10 holding as of filing | Li David H Officer (VP, Asia Pacific Region) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $51.37 exercise price | 2008-06-10 | ||
| 2008-06-10 holding as of filing | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $29.00 exercise price | 2008-06-10 | ||
| 2008-06-10 holding as of filing | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $31.57 exercise price | 2008-06-10 | ||
| 2008-06-10 holding as of filing | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $37.40 exercise price | 2008-06-10 | ||
| 2008-04-02 | KLEIN BARBARA A Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $33.04 exercise price | 2008-04-03 | |
| 2008-04-02 | KLEIN BARBARA A Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 13,500 owned after | $33.04 exercise price | 2008-04-03 | |
| 2008-03-04 | Xia Bailing Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.78 exercise price | 2008-03-05 | |
| 2008-03-04 | Birgeneau Robert J Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.78 exercise price | 2008-03-05 | |
| 2008-03-04 | WILKINSON STEVEN V Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.78 exercise price | 2008-03-05 | |
| 2008-03-04 | FULLER H LAURANCE Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.78 exercise price | 2008-03-05 | |
| 2008-03-04 | FRAZEE JOHN P JR Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.78 exercise price | 2008-03-05 | |
| 2008-03-04 | MOONEY EDWARD J Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.78 exercise price | 2008-03-05 |