CMC Materials, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-01: Reporting owner Delrue Jean Pol; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-01: Reporting owner Weisman Adam; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-01: Reporting owner ROMAN THOMAS S; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-01: Reporting owner SPIRO CLIFFORD L; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-01 | Delrue Jean Pol Officer (Vice President, European Busin) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $31.57 exercise price | 2006-12-04 | |
| 2006-12-01 | Weisman Adam Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,500 28,500 owned after | $31.57 exercise price | 2006-12-04 | |
| 2006-12-01 | ROMAN THOMAS S Officer (Principal Accounting Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,800 3,800 owned after | $31.57 exercise price | 2006-12-04 | |
| 2006-12-01 | SPIRO CLIFFORD L Officer (Vice President, Research and D) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,500 28,500 owned after | $31.57 exercise price | 2006-12-04 | |
| 2006-12-01 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | $31.57 exercise price | 2006-12-04 | |
| 2006-12-01 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,500 57,500 owned after | $31.57 exercise price | 2006-12-04 | |
| 2006-12-01 | SMITH STEPHEN R Officer (Vice President, Marketing and) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $31.57 exercise price | 2006-12-04 | |
| 2006-12-01 | WOBBY DANIEL S Officer (Vice President China & SE Asia) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,500 28,500 owned after | $31.57 exercise price | 2006-12-04 | |
| 2006-12-01 | PIKE DANIEL J Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $31.57 exercise price | 2006-12-04 | |
| 2006-12-01 | ECKSTEIN BERNSTEIN H CAROL Officer (Vice President, General Counse) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | $31.57 exercise price | 2006-12-04 | |
| 2006-03-07 | Yu Albert YC Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $32.59 exercise price | 2006-03-08 | |
| 2006-03-07 | Birgeneau Robert J Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $32.59 exercise price | 2006-03-08 | |
| 2006-03-07 | WILKINSON STEVEN V Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $32.59 exercise price | 2006-03-08 | |
| 2006-03-07 | FULLER H LAURANCE Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $32.59 exercise price | 2006-03-08 | |
| 2006-03-07 | FRAZEE JOHN P JR Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $32.59 exercise price | 2006-03-08 | |
| 2006-03-07 | MOONEY EDWARD J Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $32.59 exercise price | 2006-03-08 | |
| 2006-01-03 holding as of filing | Hensel Julie A Officer (Vice President Global Quality) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 15,000 owned after | $37.78 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | Hensel Julie A Officer (Vice President Global Quality) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 2,000 owned after | $43.73 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | Delrue Jean Pol Officer (Vice President, European Busin) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 30,000 owned after | $30.51 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | Delrue Jean Pol Officer (Vice President, European Busin) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 14,000 owned after | $37.78 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | Delrue Jean Pol Officer (Vice President, European Busin) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $48.91 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | Weisman Adam Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 50,000 owned after | $30.10 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | Weisman Adam Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 60,000 owned after | $30.51 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | Weisman Adam Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 50,000 owned after | $37.78 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | SPIRO CLIFFORD L Officer (Vice President, Research and D) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 70,000 owned after | $30.51 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | SPIRO CLIFFORD L Officer (Vice President, Research and D) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 68,000 owned after | $37.78 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | SPIRO CLIFFORD L Officer (Vice President, Research and D) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 50,000 owned after | $54.28 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 60,000 owned after | $30.51 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 68,000 owned after | $37.78 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 40,000 owned after | $42.72 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 50,000 owned after | $48.91 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 125,000 owned after | $30.51 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 250,000 owned after | $37.78 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 250,000 owned after | $55.37 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | WOBBY DANIEL S Officer (Vice President China & SE Asia) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 60,000 owned after | $30.51 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | WOBBY DANIEL S Officer (Vice President China & SE Asia) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 40,000 owned after | $37.78 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | WOBBY DANIEL S Officer (Vice President China & SE Asia) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 20,000 owned after | $48.91 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | WOBBY DANIEL S Officer (Vice President China & SE Asia) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 4,000 owned after | $49.80 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | WOBBY DANIEL S Officer (Vice President China & SE Asia) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 6,000 owned after | $51.37 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | WOBBY DANIEL S Officer (Vice President China & SE Asia) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 11,500 owned after | $67.07 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | PIKE DANIEL J Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 55,000 owned after | $30.51 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | PIKE DANIEL J Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 54,000 owned after | $37.78 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | PIKE DANIEL J Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 60,000 owned after | $48.91 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | PIKE DANIEL J Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 50,000 owned after | $49.80 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | PIKE DANIEL J Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 54,000 owned after | $51.37 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | PIKE DANIEL J Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 54,000 owned after | $67.07 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | ECKSTEIN BERNSTEIN H CAROL Officer (Vice President, General Counse) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 58,000 owned after | $30.51 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | ECKSTEIN BERNSTEIN H CAROL Officer (Vice President, General Counse) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 63,000 owned after | $37.78 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | ECKSTEIN BERNSTEIN H CAROL Officer (Vice President, General Counse) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 60,000 owned after | $48.91 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | ECKSTEIN BERNSTEIN H CAROL Officer (Vice President, General Counse) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 42,000 owned after | $49.08 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | ECKSTEIN BERNSTEIN H CAROL Officer (Vice President, General Counse) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 12,500 owned after | $49.25 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | ECKSTEIN BERNSTEIN H CAROL Officer (Vice President, General Counse) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 47,500 owned after | $51.37 exercise price | 2006-01-03 | |
| 2006-01-03 holding as of filing | ECKSTEIN BERNSTEIN H CAROL Officer (Vice President, General Counse) | 4 | Stock Options (Right to buy) Derivative · Direct | Holding | 47,000 owned after | $67.07 exercise price | 2006-01-03 |