CMC Materials, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-30: Reporting owner Delrue Jean Pol; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-30: Reporting owner Weisman Adam; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-30: Reporting owner ROMAN THOMAS S; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-30: Reporting owner SPIRO CLIFFORD L; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-30 | Delrue Jean Pol Officer (Vice President, European Busin) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $37.40 exercise price | 2007-12-04 | |
| 2007-11-30 | Weisman Adam Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $37.40 exercise price | 2007-12-04 | |
| 2007-11-30 | ROMAN THOMAS S Officer (Principal Accounting Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,900 3,900 owned after | $37.40 exercise price | 2007-12-04 | |
| 2007-11-30 | SPIRO CLIFFORD L Officer (Vice President, Research and D) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $37.40 exercise price | 2007-12-04 | |
| 2007-11-30 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,600 27,600 owned after | $37.40 exercise price | 2007-12-04 | |
| 2007-11-30 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,000 54,000 owned after | $37.40 exercise price | 2007-12-04 | |
| 2007-11-30 | SMITH STEPHEN R Officer (Vice President, Marketing and) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,500 16,500 owned after | $37.40 exercise price | 2007-12-04 | |
| 2007-11-30 | WOBBY DANIEL S Officer (Vice President China & SE Asia) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,100 17,100 owned after | $37.40 exercise price | 2007-12-04 | |
| 2007-11-30 | PIKE DANIEL J Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,500 16,500 owned after | $37.40 exercise price | 2007-12-04 | |
| 2007-11-30 | ECKSTEIN BERNSTEIN H CAROL Officer (Vice President, General Counse) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,500 16,500 owned after | $37.40 exercise price | 2007-12-04 | |
| 2007-09-17 | Xia Bailing Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $42.73 exercise price | 2007-09-18 | |
| 2007-09-17 | Xia Bailing Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 13,500 owned after | $42.73 exercise price | 2007-09-18 | |
| 2007-08-21 | SMITH STEPHEN R Officer (Vice President, Marketing and) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,300 47,450 owned after | $30.51 | 2007-08-22 | |
| 2007-08-21 | SMITH STEPHEN R Officer (Vice President, Marketing and) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,200 41,250 owned after | $30.51 | 2007-08-22 | |
| 2007-08-21 | SMITH STEPHEN R Officer (Vice President, Marketing and) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,250 51,750 owned after | $30.51 | 2007-08-22 | |
| 2007-08-21 | PIKE DANIEL J Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,095 47,905 owned after | $30.51 | 2007-08-22 | |
| 2007-08-21 | PIKE DANIEL J Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,655 41,250 owned after | $30.51 | 2007-08-22 | |
| 2007-08-17 | WOBBY DANIEL S Officer (Vice President China & SE Asia) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 45,000 owned after | $30.51 | 2007-08-17 | |
| 2007-08-16 | Weisman Adam Officer (Vice President, Operations) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 30,000 owned after | $30.10 | 2007-08-17 | |
| 2007-08-09 | Yu Albert YC Director | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,900 20,100 owned after | $32.02 | 2007-08-09 | |
| 2007-08-09 | Yu Albert YC Director | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,100 owned after | $32.02 | 2007-08-09 | |
| 2007-08-09 | Yu Albert YC Director | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,350 8,750 owned after | $32.02 | 2007-08-09 | |
| 2007-08-09 | Yu Albert YC Director | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $32.59 | 2007-08-09 | |
| 2007-08-08 | ROMAN THOMAS S Officer (Principal Accounting Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 6,000 owned after | $30.51 | 2007-08-09 | |
| 2007-08-08 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,159 46,500 owned after | $30.51 | 2007-08-09 | |
| 2007-08-08 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,341 51,659 owned after | $30.51 | 2007-08-09 | |
| 2007-08-08 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 45,000 owned after | $30.51 | 2007-08-09 | |
| 2007-08-08 | ECKSTEIN BERNSTEIN H CAROL Officer (Vice President, General Counse) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,602 43,500 owned after | $30.51 | 2007-08-09 | |
| 2007-08-08 | ECKSTEIN BERNSTEIN H CAROL Officer (Vice President, General Counse) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,368 50,102 owned after | $30.51 | 2007-08-09 | |
| 2007-08-08 | ECKSTEIN BERNSTEIN H CAROL Officer (Vice President, General Counse) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,530 54,470 owned after | $30.51 | 2007-08-09 | |
| 2007-03-06 | Yu Albert YC Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.47 exercise price | 2007-03-08 | |
| 2007-03-06 | Birgeneau Robert J Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.47 exercise price | 2007-03-08 | |
| 2007-03-06 | WILKINSON STEVEN V Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.47 exercise price | 2007-03-08 | |
| 2007-03-06 | FULLER H LAURANCE Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.47 exercise price | 2007-03-08 | |
| 2007-03-06 | FRAZEE JOHN P JR Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.47 exercise price | 2007-03-08 | |
| 2007-03-06 | MOONEY EDWARD J Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $32.47 exercise price | 2007-03-08 |