Clearday, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-05: Reporting owner Pfeiffer Kenneth E; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-05: Reporting owner BUCHANAN WILLIAM JAMES; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-05: Reporting owner Shelton Adam Lee; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-05: Reporting owner JOHNSON ROBERT L /CA/; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-05 | Pfeiffer Kenneth E Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.12 | 2014-01-24 | |
| 2013-12-05 | BUCHANAN WILLIAM JAMES Officer (Controller) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $2.12 | 2014-01-24 | |
| 2013-12-05 | Shelton Adam Lee Officer (VP of Product Mgmt & Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.12 | 2014-01-24 | |
| 2013-12-05 | JOHNSON ROBERT L /CA/ Officer (Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.15 | 2014-01-24 | |
| 2013-12-05 | QUIRAM JEFFREY A Director, Officer (See Note) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +270,000 270,000 owned after | $2.15 | 2014-01-24 | |
| 2013-03-07 | Pfeiffer Kenneth E Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,487 51,487 owned after | $0.21 | 2013-03-12 | |
| 2013-03-07 | Shelton Adam Lee Officer (VP of Product Mgmt & Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63,637 63,637 owned after | $0.21 | 2013-03-12 | |
| 2013-03-07 | BUCHANAN WILLIAM JAMES Officer (Controller) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,977 53,977 owned after | $0.21 | 2013-03-12 | |
| 2013-03-07 | JOHNSON ROBERT L /CA/ Officer (Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,418 62,418 owned after | $0.21 | 2013-03-12 | |
| 2013-03-07 | QUIRAM JEFFREY A Director, Officer (See Note) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,366 111,366 owned after | $0.21 | 2013-03-12 |