Clearday, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-09-10: Reporting owner Sawina Gary; Form 3; Security Warrants; Transaction Holding.
- 2021-09-10: Reporting owner Watson Robert Glen Jr.; Form 3; Security Warrants; Transaction Holding.
- 2021-09-10: Reporting owner Caveness Elizabeth M.; Form 3; Security Warrants; Transaction Holding.
- 2021-09-10: Reporting owner Channing Alan H; Form 3; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-09-10 holding as of filing | Sawina Gary Officer (Executive Vice President) | 3 | Warrants Derivative · Direct | Holding | $5.00 exercise price | 2021-09-10 | ||
| 2021-09-10 holding as of filing | Watson Robert Glen Jr. Director | 3 | Warrants Derivative · Direct | Holding | $5.00 exercise price | 2021-09-10 | ||
| 2021-09-10 holding as of filing | Caveness Elizabeth M. Director | 3 | Warrants Derivative · Direct | Holding | $5.00 exercise price | 2021-09-10 | ||
| 2021-09-10 holding as of filing | Channing Alan H Director | 3 | Warrants Derivative · Direct | Holding | $5.00 exercise price | 2021-09-10 | ||
| 2021-09-10 holding as of filing | Walesa James Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants Derivative · Direct | Holding | $5.00 exercise price | 2021-09-10 | ||
| 2013-08-06 | Kopp LeRoy C 10% Owner | 4 | Term A Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,111,729 1,111,729 owned after | $2.57 exercise price | 2013-08-08 | |
| 2013-08-06 | Kopp LeRoy C 10% Owner | 4 | Term B Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,111,729 1,111,729 owned after | $2.57 exercise price | 2013-08-08 |