Clearday, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-10-16: Reporting owner KAPLAN MARTIN A; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-10-16: Reporting owner Vellequette David; Form 4; Security Non-Qualified Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-10-16: Reporting owner Pfeiffer Kenneth E; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-10-16: Reporting owner Shelton Adam Lee; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-10-16 | KAPLAN MARTIN A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 3,067 owned after | $1.92 | 2018-10-18 | |
| 2018-10-16 | Vellequette David Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $1.92 | 2018-10-18 | |
| 2018-10-16 | Pfeiffer Kenneth E Officer (VP Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 18,776 owned after | $1.92 | 2018-10-18 | |
| 2018-10-16 | Shelton Adam Lee Officer (VP Product Management) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 18,827 owned after | $1.92 | 2018-10-18 | |
| 2018-10-16 | BUCHANAN WILLIAM JAMES Officer (VP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 18,618 owned after | $1.92 | 2018-10-18 | |
| 2018-10-16 | JOHNSON ROBERT L /CA/ Officer (VP Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 18,825 owned after | $1.92 | 2018-10-18 | |
| 2018-10-16 | QUIRAM JEFFREY A Officer (President, CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 33,298 owned after | $1.92 | 2018-10-18 | |
| 2018-10-16 | DAVIS LYNN J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,933 owned after | $1.92 | 2018-10-18 | |
| 2018-10-16 | Johnson Julia Suzanne Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $1.92 | 2018-10-17 |