Clearday, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-06-11: Reporting owner Pfeiffer Kenneth E; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-02-09: Reporting owner BUCHANAN WILLIAM JAMES; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-02-09: Reporting owner GIUNTA THOMAS R; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-02-09: Reporting owner Shelton Adam Lee; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-06-11 | Pfeiffer Kenneth E Officer (Vice President Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.68 | 2012-06-15 | |
| 2012-02-09 | BUCHANAN WILLIAM JAMES Officer (Controller) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,090 22,090 owned after | $1.46 | 2012-02-13 | |
| 2012-02-09 | GIUNTA THOMAS R Officer (VP Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,959 24,959 owned after | $1.46 | 2012-02-13 | |
| 2012-02-09 | Shelton Adam Lee Officer (VP of Product Mgmt & Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,044 26,044 owned after | $1.46 | 2012-02-13 | |
| 2012-02-09 | HAMMOND ROBERT B Officer (SVP Chief Technical Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,731 26,731 owned after | $1.46 | 2012-02-13 | |
| 2012-02-09 | JOHNSON ROBERT L /CA/ Officer (Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,545 25,545 owned after | $1.46 | 2012-02-13 | |
| 2012-02-09 | QUIRAM JEFFREY A Director, Officer (See Note) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,577 45,577 owned after | $1.46 | 2012-02-13 |