Clearday, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-01-25: Reporting owner BUCHANAN WILLIAM JAMES; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-01-25: Reporting owner GIUNTA THOMAS R; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-01-25: Reporting owner Shelton Adam Lee; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-01-25: Reporting owner HAMMOND ROBERT B; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-01-25 | BUCHANAN WILLIAM JAMES Officer (Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,211 59,211 owned after | $1.58 | 2011-01-27 | |
| 2011-01-25 | GIUNTA THOMAS R Officer (VP Engineering) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,211 59,211 owned after | $1.58 | 2011-01-27 | |
| 2011-01-25 | Shelton Adam Lee Officer (VP of Product Mgmt & Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,211 59,211 owned after | $1.58 | 2011-01-27 | |
| 2011-01-25 | HAMMOND ROBERT B Officer (SVP Chief Technical Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,211 59,211 owned after | $1.58 | 2011-01-27 | |
| 2011-01-25 | JOHNSON ROBERT L /CA/ Officer (Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,211 59,211 owned after | $1.58 | 2011-01-27 | |
| 2011-01-25 | QUIRAM JEFFREY A Director, Officer (See Note) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,733 105,733 owned after | $1.58 | 2011-01-27 |