CHANNELADVISOR CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-31: Reporting owner Spitz David J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-31: Reporting owner Spitz David J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-05: Reporting owner Cornetta Richard; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2015-08-31: Reporting owner Cook Mark; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Spitz David J Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,250 0 owned after | $1.60 | 2016-01-04 | |
| 2015-12-31 | Spitz David J Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,596 6,690 owned after | $2.24 | 2016-01-04 | |
| 2015-11-05 holding as of filing | Cornetta Richard Officer (Chief Accounting Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $35.39 exercise price | 2015-11-05 | ||
| 2015-08-31 | Cook Mark Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,371 54,371 owned after | $11.38 exercise price | 2015-09-01 | |
| 2015-05-04 | Spitz David J Director, Officer (President and CEO) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $10.02 exercise price | 2015-05-04 | |
| 2015-04-13 | Allen Diana Semel Officer (VP and General Counsel) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $9.90 exercise price | 2015-04-15 |