CHANNELADVISOR CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 92 rows, 92 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-29: Reporting owner KERINS PATRICK J; Form 3/A; Security Series C Preferred Stock; Transaction Holding.
- 2013-05-29: Reporting owner KERINS PATRICK J; Form 3/A; Security Warrant to Purchase Series C Preferred Stock (right to buy); Transaction Holding.
- 2013-05-29: Reporting owner New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D | NEA Partners 12, Limited Partnership | BARRIS PETER J | NEA 12 GP, LLC | BASKETT FOREST | KOLLURI KRISHNA KITTU | DRANT RYAN D | BARRETT M JAMES; Form 3/A; Security Series C Preferred Stock; Transaction Holding.
- 2013-05-29: Reporting owner New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D | NEA Partners 12, Limited Partnership | BARRIS PETER J | NEA 12 GP, LLC | BASKETT FOREST | KOLLURI KRISHNA KITTU | DRANT RYAN D | BARRETT M JAMES; Form 3/A; Security Warrant to Purchase Series C Preferred Stock (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-29 holding as of filing | KERINS PATRICK J Director, 10% Owner | 3/A | Series C Preferred Stock Derivative · Indirect · See Note 3 | Holding | no price filed | 2013-05-29 | ||
| 2013-05-29 holding as of filing | KERINS PATRICK J Director, 10% Owner | 3/A | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Indirect · See Note 3 | Holding | $0.69 exercise price | 2013-05-29 | ||
| 2013-05-29 holding as of filing | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D | NEA Partners 12, Limited Partnership | BARRIS PETER J | NEA 12 GP, LLC | BASKETT FOREST | KOLLURI KRISHNA KITTU | DRANT RYAN D | BARRETT M JAMES 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-29 | ||
| 2013-05-29 holding as of filing | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D | NEA Partners 12, Limited Partnership | BARRIS PETER J | NEA 12 GP, LLC | BASKETT FOREST | KOLLURI KRISHNA KITTU | DRANT RYAN D | BARRETT M JAMES 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Direct | Holding | $0.69 exercise price | 2013-05-29 | ||
| 2013-05-29 | KERINS PATRICK J Director, 10% Owner | 4 | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Indirect · See Note 3 | X Exercise of in-the-money or at-the-money derivative security | −122,602 0 owned after | $0.69 exercise price | 2013-05-29 | |
| 2013-05-29 | KERINS PATRICK J Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 3 | X Exercise of in-the-money or at-the-money derivative security | +122,602 44,345,568 owned after | $0.69 | 2013-05-29 | |
| 2013-05-29 | KERINS PATRICK J Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 3 | S Open market or private sale of non-derivative or derivative security | −95,980 44,249,588 owned after | $0.88 | 2013-05-29 | |
| 2013-05-29 | KERINS PATRICK J Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −44,249,588 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | NEA Partners 12, Limited Partnership | KOLLURI KRISHNA KITTU | DRANT RYAN D | BARRIS PETER J | NEA 12 GP, LLC | BASKETT FOREST | BARRETT M JAMES | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −122,602 0 owned after | $0.69 exercise price | 2013-05-29 | |
| 2013-05-29 | NEA Partners 12, Limited Partnership | KOLLURI KRISHNA KITTU | DRANT RYAN D | BARRIS PETER J | NEA 12 GP, LLC | BASKETT FOREST | BARRETT M JAMES | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +122,602 44,345,568 owned after | $0.69 | 2013-05-29 | |
| 2013-05-29 | NEA Partners 12, Limited Partnership | KOLLURI KRISHNA KITTU | DRANT RYAN D | BARRIS PETER J | NEA 12 GP, LLC | BASKETT FOREST | BARRETT M JAMES | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −95,980 44,249,588 owned after | $0.88 | 2013-05-29 | |
| 2013-05-29 | NEA Partners 12, Limited Partnership | KOLLURI KRISHNA KITTU | DRANT RYAN D | BARRIS PETER J | NEA 12 GP, LLC | BASKETT FOREST | BARRETT M JAMES | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −44,249,588 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | BUINEVICIUS ARIS ANTANAS Director, Officer (Chief Technology Officer) | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −15,400,559 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | BUINEVICIUS ARIS ANTANAS Director, Officer (Chief Technology Officer) | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,806,277 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | BUINEVICIUS ARIS ANTANAS Director, Officer (Chief Technology Officer) | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −335,959 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | BUINEVICIUS ARIS ANTANAS Director, Officer (Chief Technology Officer) | 4 | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −72,992 0 owned after | $0.69 exercise price | 2013-05-29 | |
| 2013-05-29 | BUINEVICIUS ARIS ANTANAS Director, Officer (Chief Technology Officer) | 4 | Series C Preferred Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +72,992 1,344,324 owned after | $0.69 | 2013-05-29 | |
| 2013-05-29 | BUINEVICIUS ARIS ANTANAS Director, Officer (Chief Technology Officer) | 4 | Series C Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −57,143 1,287,181 owned after | $0.88 | 2013-05-29 | |
| 2013-05-29 | BUINEVICIUS ARIS ANTANAS Director, Officer (Chief Technology Officer) | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,287,181 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | WINGO M SCOT Director, Officer (Chief Executive Officer) | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −20,796,985 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | WINGO M SCOT Director, Officer (Chief Executive Officer) | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,128,923 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | WINGO M SCOT Director, Officer (Chief Executive Officer) | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −307,885 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | WINGO M SCOT Director, Officer (Chief Executive Officer) | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,257,457 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | Hower Robert Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −3,065,080 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | Hower Robert Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −24,052,539 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | Hower Robert Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −1,000,000 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | Hower Robert Director, 10% Owner | 4 | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Indirect · By Funds | X Exercise of in-the-money or at-the-money derivative security | −124,150 0 owned after | $0.69 exercise price | 2013-05-29 | |
| 2013-05-29 | Hower Robert Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | X Exercise of in-the-money or at-the-money derivative security | +124,150 11,914,029 owned after | $0.69 | 2013-05-29 | |
| 2013-05-29 | Hower Robert Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | S Open market or private sale of non-derivative or derivative security | −97,194 11,816,835 owned after | $0.88 | 2013-05-29 | |
| 2013-05-29 | Hower Robert Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −11,816,835 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | ATV Associates VII, L.L.C. | ATV Entrepreneurs VII, L.P. | Advanced Technology Ventures VII(C), L.P. | Advanced Technology Ventures VII(B), L.P. | ADVANCED TECHNOLOGY VENTURES VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −3,065,080 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | ATV Associates VII, L.L.C. | ATV Entrepreneurs VII, L.P. | Advanced Technology Ventures VII(C), L.P. | Advanced Technology Ventures VII(B), L.P. | ADVANCED TECHNOLOGY VENTURES VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −24,052,539 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | ATV Associates VII, L.L.C. | ATV Entrepreneurs VII, L.P. | Advanced Technology Ventures VII(C), L.P. | Advanced Technology Ventures VII(B), L.P. | ADVANCED TECHNOLOGY VENTURES VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −1,000,000 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | ATV Associates VII, L.L.C. | ATV Entrepreneurs VII, L.P. | Advanced Technology Ventures VII(C), L.P. | Advanced Technology Ventures VII(B), L.P. | ADVANCED TECHNOLOGY VENTURES VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Indirect · By Funds | X Exercise of in-the-money or at-the-money derivative security | −124,150 0 owned after | $0.69 exercise price | 2013-05-29 | |
| 2013-05-29 | ATV Associates VII, L.L.C. | ATV Entrepreneurs VII, L.P. | Advanced Technology Ventures VII(C), L.P. | Advanced Technology Ventures VII(B), L.P. | ADVANCED TECHNOLOGY VENTURES VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | X Exercise of in-the-money or at-the-money derivative security | +124,150 11,914,029 owned after | $0.69 | 2013-05-29 | |
| 2013-05-29 | ATV Associates VII, L.L.C. | ATV Entrepreneurs VII, L.P. | Advanced Technology Ventures VII(C), L.P. | Advanced Technology Ventures VII(B), L.P. | ADVANCED TECHNOLOGY VENTURES VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | S Open market or private sale of non-derivative or derivative security | −97,194 11,816,835 owned after | $0.88 | 2013-05-29 | |
| 2013-05-29 | ATV Associates VII, L.L.C. | ATV Entrepreneurs VII, L.P. | Advanced Technology Ventures VII(C), L.P. | Advanced Technology Ventures VII(B), L.P. | ADVANCED TECHNOLOGY VENTURES VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −11,816,835 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | Volpe Louis J Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −34,960,004 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | Volpe Louis J Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −10,540,770 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | Volpe Louis J Director, 10% Owner | 4 | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Indirect · By Funds | X Exercise of in-the-money or at-the-money derivative security | −169,770 0 owned after | $0.69 exercise price | 2013-05-29 | |
| 2013-05-29 | Volpe Louis J Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | X Exercise of in-the-money or at-the-money derivative security | +169,770 9,241,133 owned after | $0.69 | 2013-05-29 | |
| 2013-05-29 | Volpe Louis J Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | S Open market or private sale of non-derivative or derivative security | −132,908 9,108,225 owned after | $0.88 | 2013-05-29 | |
| 2013-05-29 | Volpe Louis J Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −9,108,225 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS III LP | SKI OPPORTUNITIES FUND LLC | KODIAK III ENTREPRENEURS FUND L P | KODIAK VENTURE PARTNERS II ALP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −34,960,004 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS III LP | SKI OPPORTUNITIES FUND LLC | KODIAK III ENTREPRENEURS FUND L P | KODIAK VENTURE PARTNERS II ALP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −10,540,770 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-29 | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS III LP | SKI OPPORTUNITIES FUND LLC | KODIAK III ENTREPRENEURS FUND L P | KODIAK VENTURE PARTNERS II ALP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Indirect · By Funds | X Exercise of in-the-money or at-the-money derivative security | −169,770 0 owned after | $0.69 exercise price | 2013-05-29 | |
| 2013-05-29 | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS III LP | SKI OPPORTUNITIES FUND LLC | KODIAK III ENTREPRENEURS FUND L P | KODIAK VENTURE PARTNERS II ALP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | X Exercise of in-the-money or at-the-money derivative security | +169,770 9,241,133 owned after | $0.69 | 2013-05-29 | |
| 2013-05-29 | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS III LP | SKI OPPORTUNITIES FUND LLC | KODIAK III ENTREPRENEURS FUND L P | KODIAK VENTURE PARTNERS II ALP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | S Open market or private sale of non-derivative or derivative security | −132,908 9,108,225 owned after | $0.88 | 2013-05-29 | |
| 2013-05-29 | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS III LP | SKI OPPORTUNITIES FUND LLC | KODIAK III ENTREPRENEURS FUND L P | KODIAK VENTURE PARTNERS II ALP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | C Conversion of derivative security | −9,108,225 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-22 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series C Preferred Stock Warrant Derivative · Indirect · See Note 2 | Holding | $0.69 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | KOLLURI KRISHNA KITTU 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | KOLLURI KRISHNA KITTU 10% Owner | 3 | Series C Preferred Stock Warrant Derivative · Indirect · See Note 2 | Holding | $0.69 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | DRANT RYAN D 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | DRANT RYAN D 10% Owner | 3 | Series C Preferred Stock Warrant Derivative · Indirect · See Note 2 | Holding | $0.69 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series C Preferred Stock Warrant Derivative · Indirect · See Note 2 | Holding | $0.69 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series C Preferred Stock Warrant Derivative · Indirect · See Note 2 | Holding | $0.69 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BARRETT M JAMES 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BARRETT M JAMES 10% Owner | 3 | Series C Preferred Stock Warrant Derivative · Indirect · See Note 2 | Holding | $0.69 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | KERINS PATRICK J Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | KERINS PATRICK J Director, 10% Owner | 3 | Series C Preferred Stock Warrant Derivative · Indirect · See Note 2 | Holding | $0.69 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | New Enterprise Associates 12, Limited Partnership | NEA Partners 12, Limited Partnership | NEA 12 GP, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | New Enterprise Associates 12, Limited Partnership | NEA Partners 12, Limited Partnership | NEA 12 GP, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Warrant Derivative · Direct | Holding | $0.69 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Entrepreneurs VII, L.P. | ATV Associates VII, L.L.C. | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VII(C), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Entrepreneurs VII, L.P. | ATV Associates VII, L.L.C. | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VII(C), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Entrepreneurs VII, L.P. | ATV Associates VII, L.L.C. | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VII(C), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Entrepreneurs VII, L.P. | ATV Associates VII, L.L.C. | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VII(C), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Entrepreneurs VII, L.P. | ATV Associates VII, L.L.C. | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VII(C), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Indirect · By Funds | Holding | $0.69 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Hower Robert Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Hower Robert Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Hower Robert Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Hower Robert Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Hower Robert Director, 10% Owner | 3 | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Indirect · By Funds | Holding | $0.69 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | KODIAK VENTURE PARTNERS III LP | KODIAK III ENTREPRENEURS FUND L P | SKI OPPORTUNITIES FUND LLC | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS II ALP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | KODIAK VENTURE PARTNERS III LP | KODIAK III ENTREPRENEURS FUND L P | SKI OPPORTUNITIES FUND LLC | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS II ALP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | KODIAK VENTURE PARTNERS III LP | KODIAK III ENTREPRENEURS FUND L P | SKI OPPORTUNITIES FUND LLC | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS II ALP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | KODIAK VENTURE PARTNERS III LP | KODIAK III ENTREPRENEURS FUND L P | SKI OPPORTUNITIES FUND LLC | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS II ALP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Indirect · By Funds | Holding | $0.69 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Volpe Louis J Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Volpe Louis J Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Volpe Louis J Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Funds | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Volpe Louis J Director, 10% Owner | 3 | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Indirect · By Funds | Holding | $0.69 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BUINEVICIUS ARIS ANTANAS Director, Officer (Chief Technology Officer) | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BUINEVICIUS ARIS ANTANAS Director, Officer (Chief Technology Officer) | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BUINEVICIUS ARIS ANTANAS Director, Officer (Chief Technology Officer) | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BUINEVICIUS ARIS ANTANAS Director, Officer (Chief Technology Officer) | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BUINEVICIUS ARIS ANTANAS Director, Officer (Chief Technology Officer) | 3 | Warrant to Purchase Series C Preferred Stock (right to buy) Derivative · Direct | Holding | $0.69 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | WINGO M SCOT Director, Officer (Chief Executive Officer), 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | WINGO M SCOT Director, Officer (Chief Executive Officer), 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | WINGO M SCOT Director, Officer (Chief Executive Officer), 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | WINGO M SCOT Director, Officer (Chief Executive Officer), 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-22 |