CHANNELADVISOR CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-05: Reporting owner Spitz David J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-05: Reporting owner Spitz David J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-05: Reporting owner Baule John F.; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-07-01: Reporting owner Spitz David J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-05 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68,575 87,675 owned after | $2.24 exercise price | 2014-08-05 | |
| 2014-08-05 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,907 86,843 owned after | $2.24 exercise price | 2014-08-05 | |
| 2014-08-05 | Baule John F. Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 197,000 owned after | $8.64 exercise price | 2014-08-05 | |
| 2014-07-01 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 3,250 owned after | $1.60 exercise price | 2014-07-03 | |
| 2014-07-01 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 7,500 owned after | $2.24 exercise price | 2014-07-03 | |
| 2014-07-01 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 156,250 owned after | $2.24 exercise price | 2014-07-03 | |
| 2014-06-26 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 168,750 owned after | $2.24 exercise price | 2014-06-27 | |
| 2014-06-02 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 15,750 owned after | $1.60 exercise price | 2014-06-03 | |
| 2014-06-02 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 20,000 owned after | $2.24 exercise price | 2014-06-03 | |
| 2014-05-16 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,500 28,750 owned after | $1.60 exercise price | 2014-05-16 | |
| 2014-05-16 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 10,000 owned after | $2.24 exercise price | 2014-05-16 | |
| 2014-05-15 | Baule John F. Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 202,000 owned after | $8.64 exercise price | 2014-05-15 | |
| 2014-04-29 | Baule John F. Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 205,000 owned after | $8.64 exercise price | 2014-04-30 | |
| 2014-04-03 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,172 40,250 owned after | $1.60 exercise price | 2014-04-03 | |
| 2014-03-28 | Baule John F. Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 208,000 owned after | $8.64 exercise price | 2014-04-01 | |
| 2014-03-05 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,500 94,422 owned after | $1.60 exercise price | 2014-03-06 | |
| 2014-02-26 | Schomber Brad R Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 4,325 owned after | $2.24 exercise price | 2014-02-26 | |
| 2014-02-04 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,500 143,922 owned after | $1.60 exercise price | 2014-02-04 |