Advertisement
Screener

CHANNELADVISOR CORP Forms 3, 4 and 5: Warrants

CHANNELADVISOR CORP Forms 3, 4 and 5: Warrants

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 69 rows, 69 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2014-01-27: Reporting owner KERINS PATRICK J; Form 4; Security Common Stock Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
  • 2014-01-27: Reporting owner KERINS PATRICK J; Form 4; Security Common Stock Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
  • 2014-01-27: Reporting owner KERINS PATRICK J; Form 4; Security Common Stock Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
  • 2014-01-27: Reporting owner KOLLURI KRISHNA KITTU | BARRETT M JAMES | DRANT RYAN D | BARRIS PETER J | NEA 12 GP, LLC | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D | NEA Partners 12, Limited Partnership | BASKETT FOREST; Form 4; Security Common Stock Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2014-01-27KERINS PATRICK J
Director, 10% Owner
4Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
X Exercise of in-the-money or at-the-money derivative security−749,721
0 owned after
$16.00
exercise price
2014-01-28
2014-01-27KERINS PATRICK J
Director, 10% Owner
4Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
X Exercise of in-the-money or at-the-money derivative security−160,672
0 owned after
$10.96
exercise price
2014-01-28
2014-01-27KERINS PATRICK J
Director, 10% Owner
4Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
X Exercise of in-the-money or at-the-money derivative security−56,983
0 owned after
$10.96
exercise price
2014-01-28
2014-01-27KOLLURI KRISHNA KITTU | BARRETT M JAMES | DRANT RYAN D | BARRIS PETER J | NEA 12 GP, LLC | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D | NEA Partners 12, Limited Partnership | BASKETT FOREST
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Common Stock Warrant (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−749,721
0 owned after
$16.00
exercise price
2014-01-28
2014-01-27KOLLURI KRISHNA KITTU | BARRETT M JAMES | DRANT RYAN D | BARRIS PETER J | NEA 12 GP, LLC | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D | NEA Partners 12, Limited Partnership | BASKETT FOREST
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Common Stock Warrant (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−160,672
0 owned after
$10.96
exercise price
2014-01-28
2014-01-27KOLLURI KRISHNA KITTU | BARRETT M JAMES | DRANT RYAN D | BARRIS PETER J | NEA 12 GP, LLC | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D | NEA Partners 12, Limited Partnership | BASKETT FOREST
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Common Stock Warrant (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−56,983
0 owned after
$10.96
exercise price
2014-01-28
2013-11-21BUINEVICIUS ARIS ANTANAS
Director, Officer (Chief Technology Officer)
4Warrant to Purchase Common Stock (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−16,282
0 owned after
$10.96
exercise price
2013-11-21
2013-11-21BUINEVICIUS ARIS ANTANAS
Director, Officer (Chief Technology Officer)
4Warrant to Purchase Common Stock (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−11,528
0 owned after
$10.96
exercise price
2013-11-21
2013-11-21WINGO M SCOT
Director, Officer (Chief Executive Officer)
4Warrant to Purchase Common Stock (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−6,386
0 owned after
$10.96
exercise price
2013-11-21
2013-11-21WINGO M SCOT
Director, Officer (Chief Executive Officer)
4Warrant to Purchase Common Stock (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−21,120
0 owned after
$10.96
exercise price
2013-11-21
2013-11-12Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VII(C), L.P. | ATV Associates VII, L.L.C. | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Entrepreneurs VII, L.P.
Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner)
4/AWarrant to Purchase Common Stock (Right to Buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−144,867
0 owned after
$1.002013-11-22
2013-11-12Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VII(C), L.P. | ATV Associates VII, L.L.C. | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Entrepreneurs VII, L.P.
Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner)
4/AWarrant to Purchase Common Stock (Right to Buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−90,763
0 owned after
$1.002013-11-22
2013-11-12Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VII(C), L.P. | ATV Associates VII, L.L.C. | ADVANCED TECHNOLOGY VENTURES VII LP | ATV Entrepreneurs VII, L.P.
Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner)
4/AWarrant to Purchase Common Stock (Right to Buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−22,269
0 owned after
$1.002013-11-22
2013-11-12Volpe Louis J
Director
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−43,860
0 owned after
$1.002013-11-13
2013-11-12Volpe Louis J
Director
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−15,323
0 owned after
$1.002013-11-13
2013-11-12Volpe Louis J
Director
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−108,796
0 owned after
$1.002013-11-13
2013-11-12Volpe Louis J
Director
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−30,452
0 owned after
$1.002013-11-13
2013-11-12ADVANCED TECHNOLOGY VENTURES VII LP | ATV Associates VII, L.L.C. | Advanced Technology Ventures VII(C), L.P. | Advanced Technology Ventures VII(B), L.P. | ATV Entrepreneurs VII, L.P.
| | | |
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−144,867
0 owned after
$1.002013-11-13
2013-11-12ADVANCED TECHNOLOGY VENTURES VII LP | ATV Associates VII, L.L.C. | Advanced Technology Ventures VII(C), L.P. | Advanced Technology Ventures VII(B), L.P. | ATV Entrepreneurs VII, L.P.
| | | |
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−90,763
0 owned after
$1.002013-11-13
2013-11-12ADVANCED TECHNOLOGY VENTURES VII LP | ATV Associates VII, L.L.C. | Advanced Technology Ventures VII(C), L.P. | Advanced Technology Ventures VII(B), L.P. | ATV Entrepreneurs VII, L.P.
| | | |
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−22,269
0 owned after
$1.002013-11-13
2013-11-12SKI OPPORTUNITIES FUND LLC | KODIAK VENTURE PARTNERS II ALP | KODIAK III ENTREPRENEURS FUND L P | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS III LP | KODIAK VENTURE PARTNERS IIBLP
Director | Director | Director | Director | Director | Director
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−43,860
0 owned after
$1.002013-11-13
2013-11-12SKI OPPORTUNITIES FUND LLC | KODIAK VENTURE PARTNERS II ALP | KODIAK III ENTREPRENEURS FUND L P | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS III LP | KODIAK VENTURE PARTNERS IIBLP
Director | Director | Director | Director | Director | Director
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−15,323
0 owned after
$1.002013-11-13
2013-11-12SKI OPPORTUNITIES FUND LLC | KODIAK VENTURE PARTNERS II ALP | KODIAK III ENTREPRENEURS FUND L P | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS III LP | KODIAK VENTURE PARTNERS IIBLP
Director | Director | Director | Director | Director | Director
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−108,796
0 owned after
$1.002013-11-13
2013-11-12SKI OPPORTUNITIES FUND LLC | KODIAK VENTURE PARTNERS II ALP | KODIAK III ENTREPRENEURS FUND L P | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS III LP | KODIAK VENTURE PARTNERS IIBLP
Director | Director | Director | Director | Director | Director
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−30,452
0 owned after
$1.002013-11-13
2013-11-12Hower Robert
Director
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−144,867
0 owned after
$1.002013-11-13
2013-11-12Hower Robert
Director
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−90,763
0 owned after
$1.002013-11-13
2013-11-12Hower Robert
Director
4Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
X Exercise of in-the-money or at-the-money derivative security−22,269
0 owned after
$1.002013-11-13
2013-05-22
holding as of filing
SANDELL SCOTT D
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$16.00
exercise price
2013-05-22
2013-05-22
holding as of filing
SANDELL SCOTT D
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
SANDELL SCOTT D
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
KOLLURI KRISHNA KITTU
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$16.00
exercise price
2013-05-22
2013-05-22
holding as of filing
KOLLURI KRISHNA KITTU
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
KOLLURI KRISHNA KITTU
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
DRANT RYAN D
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$16.00
exercise price
2013-05-22
2013-05-22
holding as of filing
DRANT RYAN D
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
DRANT RYAN D
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
BASKETT FOREST
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$16.00
exercise price
2013-05-22
2013-05-22
holding as of filing
BASKETT FOREST
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
BASKETT FOREST
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
BARRIS PETER J
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$16.00
exercise price
2013-05-22
2013-05-22
holding as of filing
BARRIS PETER J
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
BARRIS PETER J
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
BARRETT M JAMES
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$16.00
exercise price
2013-05-22
2013-05-22
holding as of filing
BARRETT M JAMES
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
BARRETT M JAMES
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
KERINS PATRICK J
Director, 10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$16.00
exercise price
2013-05-22
2013-05-22
holding as of filing
KERINS PATRICK J
Director, 10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
KERINS PATRICK J
Director, 10% Owner
3Common Stock Warrant (right to buy)
Derivative · Indirect · See Note 2
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
New Enterprise Associates 12, Limited Partnership | NEA Partners 12, Limited Partnership | NEA 12 GP, LLC
10% Owner | 10% Owner | 10% Owner
3Common Stock Warrant (right to buy)
Derivative · Direct
Holding$16.00
exercise price
2013-05-22
2013-05-22
holding as of filing
New Enterprise Associates 12, Limited Partnership | NEA Partners 12, Limited Partnership | NEA 12 GP, LLC
10% Owner | 10% Owner | 10% Owner
3Common Stock Warrant (right to buy)
Derivative · Direct
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
New Enterprise Associates 12, Limited Partnership | NEA Partners 12, Limited Partnership | NEA 12 GP, LLC
10% Owner | 10% Owner | 10% Owner
3Common Stock Warrant (right to buy)
Derivative · Direct
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
ADVANCED TECHNOLOGY VENTURES VII LP | ATV Entrepreneurs VII, L.P. | ATV Associates VII, L.L.C. | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VII(C), L.P.
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$16.00
exercise price
2013-05-22
2013-05-22
holding as of filing
ADVANCED TECHNOLOGY VENTURES VII LP | ATV Entrepreneurs VII, L.P. | ATV Associates VII, L.L.C. | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VII(C), L.P.
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
ADVANCED TECHNOLOGY VENTURES VII LP | ATV Entrepreneurs VII, L.P. | ATV Associates VII, L.L.C. | Advanced Technology Ventures VII(B), L.P. | Advanced Technology Ventures VII(C), L.P.
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
Hower Robert
Director, 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$16.00
exercise price
2013-05-22
2013-05-22
holding as of filing
Hower Robert
Director, 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
Hower Robert
Director, 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
KODIAK VENTURE PARTNERS III LP | KODIAK III ENTREPRENEURS FUND L P | SKI OPPORTUNITIES FUND LLC | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS II ALP
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$16.00
exercise price
2013-05-22
2013-05-22
holding as of filing
KODIAK VENTURE PARTNERS III LP | KODIAK III ENTREPRENEURS FUND L P | SKI OPPORTUNITIES FUND LLC | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS II ALP
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
KODIAK VENTURE PARTNERS III LP | KODIAK III ENTREPRENEURS FUND L P | SKI OPPORTUNITIES FUND LLC | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS II ALP
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
KODIAK VENTURE PARTNERS III LP | KODIAK III ENTREPRENEURS FUND L P | SKI OPPORTUNITIES FUND LLC | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS II ALP
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
Volpe Louis J
Director, 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$16.00
exercise price
2013-05-22
2013-05-22
holding as of filing
Volpe Louis J
Director, 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
Volpe Louis J
Director, 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
Volpe Louis J
Director, 10% Owner
3Warrant to Purchase Common Stock (right to buy)
Derivative · Indirect · By Funds
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
BUINEVICIUS ARIS ANTANAS
Director, Officer (Chief Technology Officer)
3Warrant to Purchase Common Stock (right to buy)
Derivative · Direct
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
BUINEVICIUS ARIS ANTANAS
Director, Officer (Chief Technology Officer)
3Warrant to Purchase Common Stock (right to buy)
Derivative · Direct
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
WINGO M SCOT
Director, Officer (Chief Executive Officer), 10% Owner
3Warrant to Purchase Common Stock (Right to Buy)
Derivative · Direct
Holding$10.96
exercise price
2013-05-22
2013-05-22
holding as of filing
WINGO M SCOT
Director, Officer (Chief Executive Officer), 10% Owner
3Warrant to Purchase Common Stock (Right to Buy)
Derivative · Direct
Holding$10.96
exercise price
2013-05-22