CHANNELADVISOR CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-12: Reporting owner Spitz David J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-12: Reporting owner Spitz David J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-12: Reporting owner Spitz David J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-12: Reporting owner Spitz David J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-12 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,328 157,422 owned after | $1.60 exercise price | 2013-11-13 | |
| 2013-11-12 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,750 9,000 owned after | $2.24 exercise price | 2013-11-13 | |
| 2013-11-12 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −92,705 1,045 owned after | $2.24 exercise price | 2013-11-13 | |
| 2013-11-12 | Spitz David J Officer (President and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,217 29,408 owned after | $2.24 exercise price | 2013-11-13 | |
| 2013-11-12 | Schomber Brad R Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 0 owned after | $1.60 exercise price | 2013-11-13 | |
| 2013-11-12 | Schomber Brad R Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,675 14,325 owned after | $2.24 exercise price | 2013-11-13 | |
| 2013-05-22 holding as of filing | BUCKLEY TIMOTHY Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $8.80 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | WILLIAMS TIMOTHY V Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $8.64 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Schomber Brad R Officer (Vice President, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Schomber Brad R Officer (Vice President, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Schomber Brad R Officer (Vice President, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Schomber Brad R Officer (Vice President, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Schomber Brad R Officer (Vice President, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Schomber Brad R Officer (Vice President, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Schomber Brad R Officer (Vice President, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.64 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Schomber Brad R Officer (Vice President, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.80 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Alridge S. Scott Officer (General Counsel and Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Alridge S. Scott Officer (General Counsel and Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Alridge S. Scott Officer (General Counsel and Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Alridge S. Scott Officer (General Counsel and Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Alridge S. Scott Officer (General Counsel and Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Alridge S. Scott Officer (General Counsel and Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Alridge S. Scott Officer (General Counsel and Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Alridge S. Scott Officer (General Counsel and Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.88 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Alridge S. Scott Officer (General Counsel and Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.64 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Alridge S. Scott Officer (General Counsel and Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.64 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Alridge S. Scott Officer (General Counsel and Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.80 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Baule John F. Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.64 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Spitz David J Officer (President and COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.60 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Spitz David J Officer (President and COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Spitz David J Officer (President and COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Spitz David J Officer (President and COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Spitz David J Officer (President and COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Spitz David J Officer (President and COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Spitz David J Officer (President and COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Spitz David J Officer (President and COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.64 exercise price | 2013-05-22 | ||
| 2013-05-22 holding as of filing | Spitz David J Officer (President and COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.80 exercise price | 2013-05-22 |