CENTRIC BRANDS INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-07-18: Reporting owner Tengram Capital Associates II, LLC | Tengram Capital Partners Fund II, L.P.; Form 4; Security Common Stock Purchase Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-07-18: Reporting owner SWEEDLER WILLIAM; Form 4; Security Common Stock Purchase Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-07-18: Reporting owner Eby Matthew; Form 4; Security Common Stock Purchase Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2007-07-09: Reporting owner Windsong DB, LLC | SWEEDLER WILLIAM; Form 3; Security Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-07-18 | Tengram Capital Associates II, LLC | Tengram Capital Partners Fund II, L.P. 10% Owner | 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +500,000 500,000 owned after | $3.00 exercise price | 2017-01-24 | |
| 2016-07-18 | SWEEDLER WILLIAM Director, 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +500,000 500,000 owned after | $3.00 exercise price | 2017-01-24 | |
| 2016-07-18 | Eby Matthew Director, 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +500,000 500,000 owned after | $3.00 exercise price | 2017-01-24 | |
| 2007-07-09 holding as of filing | Windsong DB, LLC | SWEEDLER WILLIAM 10% Owner | 10% Owner | 3 | Warrant Derivative · Indirect · By Windsong DB, LLC | Holding | $1.36 exercise price | 2007-07-09 | ||
| 2007-07-06 holding as of filing | STERNLICHT BARRY S | BSS-Joe's Investors, LLC 10% Owner | 10% Owner | 3 | Warrant Derivative · Indirect · By BSS - Joe's Investors, LLC | Holding | $1.36 exercise price | 2007-07-06 |