CENTRIC BRANDS INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-10-29: Reporting owner Eby Matthew; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-10-29: Reporting owner Eby Matthew; Form 4; Security Series A-1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-10-29: Reporting owner SWEEDLER WILLIAM; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-10-29: Reporting owner SWEEDLER WILLIAM; Form 4; Security Series A-1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-10-29 | Eby Matthew Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −50,000 0 owned after | $0.00 | 2018-10-31 | |
| 2018-10-29 | Eby Matthew Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,587,964 0 owned after | $0.00 | 2018-10-31 | |
| 2018-10-29 | SWEEDLER WILLIAM Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −50,000 0 owned after | $0.00 | 2018-10-31 | |
| 2018-10-29 | SWEEDLER WILLIAM Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,587,964 0 owned after | $0.00 | 2018-10-31 | |
| 2018-10-29 | Tengram Capital Partners Fund II, L.P. | Tengram Capital Associates, LLC | TCP Denim, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −50,000 0 owned after | $0.00 | 2018-10-31 | |
| 2018-10-29 | Tengram Capital Partners Fund II, L.P. | Tengram Capital Associates, LLC | TCP Denim, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,587,964 0 owned after | $0.00 | 2018-10-31 | |
| 2018-01-18 | Tengram Capital Associates II, LLC | Tengram Capital Partners Fund II, L.P. 10% Owner | 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | 4,587,964 owned after | $0.00 | 2018-01-19 | |
| 2018-01-18 | Eby Matthew Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | 4,587,964 owned after | $0.00 | 2018-01-19 | |
| 2018-01-18 | SWEEDLER WILLIAM Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | 4,587,964 owned after | $0.00 | 2018-01-19 | |
| 2016-02-10 holding as of filing | Tengram Capital Partners Fund II, L.P. | Tengram Capital Associates II, LLC | TCP Denim, LLC 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2016-02-10 | ||
| 2016-02-08 holding as of filing | Tengram Capital Partners Fund II, L.P. 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | SWEEDLER WILLIAM Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Eby Matthew Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2016-02-08 |