CENTRIC BRANDS INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows, 55 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-04-11: Reporting owner Edmiston Sherman III; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-04-11: Reporting owner BOWEN MARJORIE L.; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-03-29: Reporting owner BARTELS PATRICK J JR; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-01-21: Reporting owner Rabin Jason; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-04-11 | Edmiston Sherman III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,227 85,227 owned after | $0.00 | 2020-04-14 | |
| 2020-04-11 | BOWEN MARJORIE L. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,227 85,227 owned after | $0.00 | 2020-04-14 | |
| 2020-03-29 | BARTELS PATRICK J JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,970 55,970 owned after | $0.00 | 2020-03-31 | |
| 2020-01-21 | Rabin Jason Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +210,600 210,600 owned after | $0.00 | 2020-01-23 | |
| 2020-01-02 | SAVAGE KENT A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,444 44,444 owned after | $0.00 | 2020-01-03 | |
| 2020-01-02 | McLallen Walter Field Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,444 44,444 owned after | $0.00 | 2020-01-03 | |
| 2020-01-02 | KREVLIN GLENN J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,444 44,444 owned after | $0.00 | 2020-01-03 | |
| 2019-12-31 | SAVAGE KENT A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +23,529 0 owned after | $0.00 | 2020-01-03 | |
| 2019-12-31 | Rabin Jason Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,230,000 2,870,000 owned after | $0.00 | 2020-01-03 | |
| 2019-12-31 | McLallen Walter Field Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,529 0 owned after | $0.00 | 2020-01-03 | |
| 2019-12-31 | KREVLIN GLENN J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,529 0 owned after | $0.00 | 2020-01-03 | |
| 2019-11-05 | PRUTHI ANURUP Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 400,000 owned after | $0.00 | 2019-11-07 | |
| 2019-10-29 | TARSHIS ANDREW Officer (EVP,General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 75,000 owned after | $0.00 | 2019-10-31 | |
| 2019-10-03 | Rabin Jason Director, Officer (Chief Executive Officer) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.00 | 2019-11-05 | |
| 2019-10-03 | Rabin Jason Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +710,600 710,600 owned after | $0.00 | 2019-10-04 | |
| 2019-07-01 holding as of filing | TARSHIS ANDREW Officer (General Counsel) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2019-07-01 | ||
| 2019-07-01 holding as of filing | TARSHIS ANDREW Officer (General Counsel) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2019-07-01 | ||
| 2019-06-21 | KREVLIN GLENN J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,529 23,529 owned after | $0.00 | 2019-06-25 | |
| 2019-06-21 | McLallen Walter Field Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,529 23,529 owned after | $0.00 | 2019-06-25 | |
| 2019-06-21 | SAVAGE KENT A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,529 23,529 owned after | $0.00 | 2019-06-25 | |
| 2018-11-09 holding as of filing | PRUTHI ANURUP Officer (Chief Financial Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2018-11-09 | ||
| 2018-11-08 holding as of filing | Rabin Jason Director, Officer (Chief Executive Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2018-11-08 | ||
| 2018-11-08 holding as of filing | Rabin Jason Director, Officer (Chief Executive Officer) | 3 | Performance Stock Units Derivative · Direct | Holding | no price filed | 2018-11-08 | ||
| 2018-10-29 | TARSHIS ANDREW Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.00 | 2018-10-31 | |
| 2018-10-29 | SAVAGE KENT A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,886 0 owned after | $0.00 | 2018-10-31 | |
| 2018-10-29 | McLallen Walter Field Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,886 0 owned after | $0.00 | 2018-10-31 | |
| 2018-10-29 | Hoffman Kelly Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,886 0 owned after | $0.00 | 2018-10-31 | |
| 2018-10-29 | Buckley Michael F Director, Officer (Former Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −144,588 0 owned after | $0.00 | 2018-10-31 | |
| 2018-10-29 | Buckley Michael F Director, Officer (Former Chief Executive Officer) | 4 | Performance Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.00 | 2018-10-31 | |
| 2018-09-30 | SAVAGE KENT A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,886 12,886 owned after | $0.00 | 2018-10-02 | |
| 2018-09-30 | Hoffman Kelly Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,886 12,886 owned after | $0.00 | 2018-10-02 | |
| 2018-09-30 | McLallen Walter Field Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,886 12,886 owned after | $0.00 | 2018-10-02 | |
| 2018-06-30 | Hoffman Kelly Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,887 25,772 owned after | $0.00 | 2018-07-03 | |
| 2018-06-30 | SAVAGE KENT A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,887 25,772 owned after | $0.00 | 2018-07-03 | |
| 2018-06-30 | McLallen Walter Field Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,887 25,772 owned after | $0.00 | 2018-07-03 | |
| 2018-03-31 | McLallen Walter Field Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,887 38,659 owned after | $0.00 | 2018-04-03 | |
| 2018-03-31 | Hoffman Kelly Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,887 38,659 owned after | $0.00 | 2018-04-03 | |
| 2018-03-31 | SAVAGE KENT A Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,887 38,659 owned after | $0.00 | 2018-04-03 | |
| 2018-02-12 | SAVAGE KENT A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,546 51,546 owned after | no price filed | 2018-02-14 | |
| 2018-02-12 | McLallen Walter Field Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,546 51,546 owned after | no price filed | 2018-02-14 | |
| 2018-02-12 | Hoffman Kelly Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,546 51,546 owned after | no price filed | 2018-02-14 | |
| 2018-01-28 | Kim Peter Officer (Vice Chair & Founder, Hudson) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,556 55,556 owned after | $0.00 | 2018-01-30 | |
| 2018-01-01 | Ross Robert Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,666 133,334 owned after | $0.00 | 2018-01-30 | |
| 2017-12-31 | SAVAGE KENT A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.00 | 2018-01-03 | |
| 2017-12-31 | McLallen Walter Field Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.00 | 2018-01-03 | |
| 2017-12-31 | Hoffman Kelly Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.00 | 2018-01-03 | |
| 2017-12-31 | Buckley Michael F Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −144,588 144,588 owned after | $0.00 | 2018-01-03 | |
| 2017-01-30 | Ross Robert Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | no price filed | 2017-02-01 | |
| 2017-01-28 | Kim Peter Officer (CEO, Hudson Clothing LLC) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,555 111,112 owned after | $0.00 | 2017-01-31 | |
| 2017-01-13 | McLallen Walter Field Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 20,000 owned after | no price filed | 2017-01-18 | |
| 2017-01-13 | SAVAGE KENT A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | no price filed | 2017-01-18 | |
| 2017-01-13 | Hoffman Kelly Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | no price filed | 2017-01-18 | |
| 2016-12-31 | Buckley Michael F Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −144,588 289,176 owned after | $0.00 | 2017-01-04 | |
| 2016-02-08 holding as of filing | Buckley Michael F Director, Officer (Chief Executive Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-02-08 | ||
| 2016-01-28 | Kim Peter Officer (CEO of Hudson Clothing, LLC) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 166,667 owned after | $0.00 | 2016-02-01 |