CENTRIC BRANDS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows, 37 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-01-29: Reporting owner FURROW SAMUEL J JR; Form 3; Security Nonqualified Stock Option (right to buy); Transaction Holding.
- 2015-01-29: Reporting owner FURROW SAMUEL J JR; Form 3; Security Nonqualified Stock Option (right to buy); Transaction Holding.
- 2013-05-22: Reporting owner FURROW SAMUEL J; Form 4; Security Director Stock Option (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2012-04-17: Reporting owner FURROW SAMUEL J; Form 4; Security Nonqualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-01-29 holding as of filing | FURROW SAMUEL J JR Officer (Interim CEO) | 3 | Nonqualified Stock Option (right to buy) Derivative · Direct | Holding | $5.91 exercise price | 2015-01-29 | ||
| 2015-01-29 holding as of filing | FURROW SAMUEL J JR Officer (Interim CEO) | 3 | Nonqualified Stock Option (right to buy) Derivative · Direct | Holding | $0.38 exercise price | 2015-01-29 | ||
| 2013-05-22 | FURROW SAMUEL J Director | 4 | Director Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −7,692 0 owned after | $1.30 exercise price | 2013-05-22 | |
| 2012-04-17 | FURROW SAMUEL J Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.00 exercise price | 2012-04-18 | |
| 2012-04-16 | CROSSMAN MARC Director, Officer (President & CEO) | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.00 exercise price | 2012-04-18 | |
| 2010-11-12 | FURROW SAMUEL J Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,641 0 owned after | $0.39 exercise price | 2010-11-16 | |
| 2010-11-10 | CROSSMAN MARC Director, Officer (President & CEO) | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,641 0 owned after | $0.39 exercise price | 2010-11-12 | |
| 2010-04-15 | SAVAGE KENT A Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 0 owned after | $1.58 exercise price | 2010-04-19 | |
| 2010-04-12 | FURROW SAMUEL J Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 0 owned after | $1.58 exercise price | 2010-04-14 | |
| 2010-04-12 | FURROW SAMUEL J Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $1.02 exercise price | 2010-04-14 | |
| 2010-02-19 | O Riordan Tom Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +75,000 0 owned after | $1.02 exercise price | 2010-02-23 | |
| 2010-02-17 | RIZVI SUHAIL Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,692 0 owned after | $1.30 exercise price | 2010-02-18 | |
| 2010-02-17 | RIZVI SUHAIL Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 0 owned after | $1.58 exercise price | 2010-02-18 | |
| 2010-02-17 | RIZVI SUHAIL Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $1.02 exercise price | 2010-02-18 | |
| 2010-02-16 | Dahan Joseph M. Director, Officer (Creative Director), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 0 owned after | $1.02 exercise price | 2010-02-18 | |
| 2010-02-10 | CROSSMAN MARC Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000,000 0 owned after | $1.02 exercise price | 2010-02-10 | |
| 2010-02-10 | CROSSMAN MARC Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 0 owned after | $1.02 exercise price | 2010-02-10 | |
| 2007-12-18 | Sandhu Hamish Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.46 | 2007-12-20 | |
| 2007-10-29 holding as of filing | Dahan Joseph M. Director, Officer (Creative Director), 10% Owner | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.02 exercise price | 2007-10-29 | ||
| 2007-08-27 | Sandhu Hamish Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.98 exercise price | 2007-08-28 | |
| 2007-07-13 | Hoffman Kelly Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,750 0 owned after | $1.58 exercise price | 2007-07-18 | |
| 2007-07-13 | Hoffman Kelly Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +75,000 0 owned after | $1.02 exercise price | 2007-07-18 | |
| 2006-06-08 | Robb Paul Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.75 exercise price | 2006-06-12 | |
| 2006-05-12 | Quiroga Richard Allan JR Officer (Principal Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.55 exercise price | 2006-05-16 | |
| 2006-05-12 | Quiroga Richard Allan JR Officer (Principal Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.02 exercise price | 2006-05-16 | |
| 2006-05-12 | Quiroga Richard Allan JR Officer (Principal Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.22 exercise price | 2006-05-16 | |
| 2006-05-12 | Quiroga Richard Allan JR Officer (Principal Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.02 exercise price | 2006-05-16 | |
| 2006-05-12 | CROSSMAN MARC Director, Officer (CEO, President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $2.86 exercise price | 2006-05-16 | |
| 2006-05-12 | CROSSMAN MARC Director, Officer (CEO, President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $1.02 exercise price | 2006-05-16 | |
| 2006-05-12 | CROSSMAN MARC Director, Officer (CEO, President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $5.91 exercise price | 2006-05-16 | |
| 2006-05-12 | CROSSMAN MARC Director, Officer (CEO, President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.02 exercise price | 2006-05-16 | |
| 2006-05-12 | FURROW SAMUEL J JR Director | 4 | Nonqualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.02 exercise price | 2006-05-16 | |
| 2006-05-12 | Hoffman Kelly Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.02 exercise price | 2006-05-16 | |
| 2006-05-12 | O Riordan Tom Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.02 exercise price | 2006-05-16 | |
| 2006-05-12 | FURROW SAMUEL J Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.02 exercise price | 2006-05-16 | |
| 2006-05-12 | SAVAGE KENT A Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.02 exercise price | 2006-05-16 | |
| 2006-05-12 | RIZVI SUHAIL Director | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.02 exercise price | 2006-05-16 |