CENTRIC BRANDS INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows, 43 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-08: Reporting owner GSO Advisor Holdings L.L.C. | Blackstone Family Tactical Opportunities Investment Partnership III (Cayman) - NQ - ESC L.P. | GSO CAPITAL PARTNERS LP | Blackstone Holdings IV L.P. | BTO Legend Holdings (Cayman) - NQ L.P. | Blackstone Tactital Opportunities Management Associates (Cayman) - NQ L.P. | Goodman Bennett J | GSO Aiguille des Grands Montets Fund II LP | BTO Holdings (Cayman) - NQ Manager L.L.C. | BTO GP - NQ L.L.C.; Form 3; Security Convertible Note; Transaction Holding.
- 2018-11-08: Reporting owner GSO Advisor Holdings L.L.C. | Blackstone Family Tactical Opportunities Investment Partnership III (Cayman) - NQ - ESC L.P. | GSO CAPITAL PARTNERS LP | Blackstone Holdings IV L.P. | BTO Legend Holdings (Cayman) - NQ L.P. | Blackstone Tactital Opportunities Management Associates (Cayman) - NQ L.P. | Goodman Bennett J | GSO Aiguille des Grands Montets Fund II LP | BTO Holdings (Cayman) - NQ Manager L.L.C. | BTO GP - NQ L.L.C.; Form 3; Security Convertible Note; Transaction Holding.
- 2018-11-08: Reporting owner GSO Advisor Holdings L.L.C. | Blackstone Family Tactical Opportunities Investment Partnership III (Cayman) - NQ - ESC L.P. | GSO CAPITAL PARTNERS LP | Blackstone Holdings IV L.P. | BTO Legend Holdings (Cayman) - NQ L.P. | Blackstone Tactital Opportunities Management Associates (Cayman) - NQ L.P. | Goodman Bennett J | GSO Aiguille des Grands Montets Fund II LP | BTO Holdings (Cayman) - NQ Manager L.L.C. | BTO GP - NQ L.L.C.; Form 3; Security Convertible Note; Transaction Holding.
- 2018-11-08: Reporting owner GSO Advisor Holdings L.L.C. | Blackstone Family Tactical Opportunities Investment Partnership III (Cayman) - NQ - ESC L.P. | GSO CAPITAL PARTNERS LP | Blackstone Holdings IV L.P. | BTO Legend Holdings (Cayman) - NQ L.P. | Blackstone Tactital Opportunities Management Associates (Cayman) - NQ L.P. | Goodman Bennett J | GSO Aiguille des Grands Montets Fund II LP | BTO Holdings (Cayman) - NQ Manager L.L.C. | BTO GP - NQ L.L.C.; Form 3; Security Convertible Note; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-08 holding as of filing | GSO Advisor Holdings L.L.C. | Blackstone Family Tactical Opportunities Investment Partnership III (Cayman) - NQ - ESC L.P. | GSO CAPITAL PARTNERS LP | Blackstone Holdings IV L.P. | BTO Legend Holdings (Cayman) - NQ L.P. | Blackstone Tactital Opportunities Management Associates (Cayman) - NQ L.P. | Goodman Bennett J | GSO Aiguille des Grands Montets Fund II LP | BTO Holdings (Cayman) - NQ Manager L.L.C. | BTO GP - NQ L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | GSO Advisor Holdings L.L.C. | Blackstone Family Tactical Opportunities Investment Partnership III (Cayman) - NQ - ESC L.P. | GSO CAPITAL PARTNERS LP | Blackstone Holdings IV L.P. | BTO Legend Holdings (Cayman) - NQ L.P. | Blackstone Tactital Opportunities Management Associates (Cayman) - NQ L.P. | Goodman Bennett J | GSO Aiguille des Grands Montets Fund II LP | BTO Holdings (Cayman) - NQ Manager L.L.C. | BTO GP - NQ L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | GSO Advisor Holdings L.L.C. | Blackstone Family Tactical Opportunities Investment Partnership III (Cayman) - NQ - ESC L.P. | GSO CAPITAL PARTNERS LP | Blackstone Holdings IV L.P. | BTO Legend Holdings (Cayman) - NQ L.P. | Blackstone Tactital Opportunities Management Associates (Cayman) - NQ L.P. | Goodman Bennett J | GSO Aiguille des Grands Montets Fund II LP | BTO Holdings (Cayman) - NQ Manager L.L.C. | BTO GP - NQ L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | GSO Advisor Holdings L.L.C. | Blackstone Family Tactical Opportunities Investment Partnership III (Cayman) - NQ - ESC L.P. | GSO CAPITAL PARTNERS LP | Blackstone Holdings IV L.P. | BTO Legend Holdings (Cayman) - NQ L.P. | Blackstone Tactital Opportunities Management Associates (Cayman) - NQ L.P. | Goodman Bennett J | GSO Aiguille des Grands Montets Fund II LP | BTO Holdings (Cayman) - NQ Manager L.L.C. | BTO GP - NQ L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | GSO Advisor Holdings L.L.C. | Blackstone Family Tactical Opportunities Investment Partnership III (Cayman) - NQ - ESC L.P. | GSO CAPITAL PARTNERS LP | Blackstone Holdings IV L.P. | BTO Legend Holdings (Cayman) - NQ L.P. | Blackstone Tactital Opportunities Management Associates (Cayman) - NQ L.P. | Goodman Bennett J | GSO Aiguille des Grands Montets Fund II LP | BTO Holdings (Cayman) - NQ Manager L.L.C. | BTO GP - NQ L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | GSO Advisor Holdings L.L.C. | Blackstone Family Tactical Opportunities Investment Partnership III (Cayman) - NQ - ESC L.P. | GSO CAPITAL PARTNERS LP | Blackstone Holdings IV L.P. | BTO Legend Holdings (Cayman) - NQ L.P. | Blackstone Tactital Opportunities Management Associates (Cayman) - NQ L.P. | Goodman Bennett J | GSO Aiguille des Grands Montets Fund II LP | BTO Holdings (Cayman) - NQ Manager L.L.C. | BTO GP - NQ L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | GSO Advisor Holdings L.L.C. | Blackstone Family Tactical Opportunities Investment Partnership III (Cayman) - NQ - ESC L.P. | GSO CAPITAL PARTNERS LP | Blackstone Holdings IV L.P. | BTO Legend Holdings (Cayman) - NQ L.P. | Blackstone Tactital Opportunities Management Associates (Cayman) - NQ L.P. | Goodman Bennett J | GSO Aiguille des Grands Montets Fund II LP | BTO Holdings (Cayman) - NQ Manager L.L.C. | BTO GP - NQ L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | Blackstone Holdings IV GP L.P. | Blackstone Holdings I L.P. | Blackstone Holdings IV GP Management (Delaware) L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings IV GP Management L.L.C. | SCHWARZMAN STEPHEN A | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Group Management L.L.C. | Blackstone Holdings II L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | Blackstone Holdings IV GP L.P. | Blackstone Holdings I L.P. | Blackstone Holdings IV GP Management (Delaware) L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings IV GP Management L.L.C. | SCHWARZMAN STEPHEN A | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Group Management L.L.C. | Blackstone Holdings II L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | Blackstone Holdings IV GP L.P. | Blackstone Holdings I L.P. | Blackstone Holdings IV GP Management (Delaware) L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings IV GP Management L.L.C. | SCHWARZMAN STEPHEN A | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Group Management L.L.C. | Blackstone Holdings II L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | Blackstone Holdings IV GP L.P. | Blackstone Holdings I L.P. | Blackstone Holdings IV GP Management (Delaware) L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings IV GP Management L.L.C. | SCHWARZMAN STEPHEN A | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Group Management L.L.C. | Blackstone Holdings II L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | Blackstone Holdings IV GP L.P. | Blackstone Holdings I L.P. | Blackstone Holdings IV GP Management (Delaware) L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings IV GP Management L.L.C. | SCHWARZMAN STEPHEN A | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Group Management L.L.C. | Blackstone Holdings II L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | Blackstone Holdings IV GP L.P. | Blackstone Holdings I L.P. | Blackstone Holdings IV GP Management (Delaware) L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings IV GP Management L.L.C. | SCHWARZMAN STEPHEN A | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Group Management L.L.C. | Blackstone Holdings II L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | Blackstone Holdings IV GP L.P. | Blackstone Holdings I L.P. | Blackstone Holdings IV GP Management (Delaware) L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings IV GP Management L.L.C. | SCHWARZMAN STEPHEN A | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Group Management L.L.C. | Blackstone Holdings II L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | GSO Capital Solutions Associates III LP | GSO CSF III Holdco LP | GSO Capital Solutions Associates III (Delaware) LLC | GSO Harrington Credit Alpha Fund (Cayman) L.P. | GSO Capital Opportunities Fund III LP | GSO Credit Alpha II Trading (Cayman) LP | GSO Credit Alpha Associates II (Delaware) LLC | GSO Credit Alpha Associates II LP | GSO Capital Opportunities Associates III LLC | GSO Harrington Credit Alpha Associates L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | GSO Capital Solutions Associates III LP | GSO CSF III Holdco LP | GSO Capital Solutions Associates III (Delaware) LLC | GSO Harrington Credit Alpha Fund (Cayman) L.P. | GSO Capital Opportunities Fund III LP | GSO Credit Alpha II Trading (Cayman) LP | GSO Credit Alpha Associates II (Delaware) LLC | GSO Credit Alpha Associates II LP | GSO Capital Opportunities Associates III LLC | GSO Harrington Credit Alpha Associates L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | GSO Capital Solutions Associates III LP | GSO CSF III Holdco LP | GSO Capital Solutions Associates III (Delaware) LLC | GSO Harrington Credit Alpha Fund (Cayman) L.P. | GSO Capital Opportunities Fund III LP | GSO Credit Alpha II Trading (Cayman) LP | GSO Credit Alpha Associates II (Delaware) LLC | GSO Credit Alpha Associates II LP | GSO Capital Opportunities Associates III LLC | GSO Harrington Credit Alpha Associates L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | GSO Capital Solutions Associates III LP | GSO CSF III Holdco LP | GSO Capital Solutions Associates III (Delaware) LLC | GSO Harrington Credit Alpha Fund (Cayman) L.P. | GSO Capital Opportunities Fund III LP | GSO Credit Alpha II Trading (Cayman) LP | GSO Credit Alpha Associates II (Delaware) LLC | GSO Credit Alpha Associates II LP | GSO Capital Opportunities Associates III LLC | GSO Harrington Credit Alpha Associates L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | GSO Capital Solutions Associates III LP | GSO CSF III Holdco LP | GSO Capital Solutions Associates III (Delaware) LLC | GSO Harrington Credit Alpha Fund (Cayman) L.P. | GSO Capital Opportunities Fund III LP | GSO Credit Alpha II Trading (Cayman) LP | GSO Credit Alpha Associates II (Delaware) LLC | GSO Credit Alpha Associates II LP | GSO Capital Opportunities Associates III LLC | GSO Harrington Credit Alpha Associates L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | GSO Capital Solutions Associates III LP | GSO CSF III Holdco LP | GSO Capital Solutions Associates III (Delaware) LLC | GSO Harrington Credit Alpha Fund (Cayman) L.P. | GSO Capital Opportunities Fund III LP | GSO Credit Alpha II Trading (Cayman) LP | GSO Credit Alpha Associates II (Delaware) LLC | GSO Credit Alpha Associates II LP | GSO Capital Opportunities Associates III LLC | GSO Harrington Credit Alpha Associates L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-11-08 holding as of filing | GSO Capital Solutions Associates III LP | GSO CSF III Holdco LP | GSO Capital Solutions Associates III (Delaware) LLC | GSO Harrington Credit Alpha Fund (Cayman) L.P. | GSO Capital Opportunities Fund III LP | GSO Credit Alpha II Trading (Cayman) LP | GSO Credit Alpha Associates II (Delaware) LLC | GSO Credit Alpha Associates II LP | GSO Capital Opportunities Associates III LLC | GSO Harrington Credit Alpha Associates L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Indirect · See footnotes | Holding | $8.00 exercise price | 2018-11-08 | ||
| 2018-01-18 | Tengram Capital Associates II, LLC | Tengram Capital Partners Fund II, L.P. 10% Owner | 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | C Conversion of derivative security | −4,587,964 0 owned after | no price filed | 2018-01-19 | |
| 2018-01-18 | Eby Matthew Director, 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | C Conversion of derivative security | −4,587,964 0 owned after | no price filed | 2018-01-19 | |
| 2018-01-18 | SWEEDLER WILLIAM Director, 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | C Conversion of derivative security | −4,587,964 0 owned after | no price filed | 2018-01-19 | |
| 2017-07-18 | SWEEDLER WILLIAM Director, 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | 13,000,000 owned after | $3.00 exercise price | 2017-07-20 | |
| 2017-07-18 | SWEEDLER WILLIAM Director, 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | 13,000,000 owned after | $3.00 exercise price | 2017-07-20 | |
| 2017-07-18 | Tengram Capital Partners Fund II, L.P. | Tengram Capital Associates II, LLC 10% Owner | 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | $3.00 exercise price | 2017-07-20 | ||
| 2017-07-18 | Tengram Capital Partners Fund II, L.P. | Tengram Capital Associates II, LLC 10% Owner | 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | $3.00 exercise price | 2017-07-20 | ||
| 2017-07-18 | Eby Matthew Director, 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −13,000,000 13,000,000 owned after | $3.00 exercise price | 2017-07-20 | |
| 2017-07-18 | Eby Matthew Director, 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +13,000,000 13,000,000 owned after | $3.00 exercise price | 2017-07-20 | |
| 2017-01-18 | Tengram Capital Associates II, LLC | Tengram Capital Partners Fund II, L.P. 10% Owner | 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | $3.00 exercise price | 2017-01-24 | ||
| 2017-01-18 | Tengram Capital Associates II, LLC | Tengram Capital Partners Fund II, L.P. 10% Owner | 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | $3.00 exercise price | 2017-01-24 | ||
| 2017-01-18 | SWEEDLER WILLIAM Director, 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | $3.00 exercise price | 2017-01-24 | ||
| 2017-01-18 | SWEEDLER WILLIAM Director, 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | $3.00 exercise price | 2017-01-24 | ||
| 2017-01-18 | Eby Matthew Director, 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | $3.00 exercise price | 2017-01-24 | ||
| 2017-01-18 | Eby Matthew Director, 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | $3.00 exercise price | 2017-01-24 | ||
| 2016-07-18 | Tengram Capital Associates II, LLC | Tengram Capital Partners Fund II, L.P. 10% Owner | 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | $3.00 exercise price | 2017-01-24 | ||
| 2016-07-18 | SWEEDLER WILLIAM Director, 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | $3.00 exercise price | 2017-01-24 | ||
| 2016-07-18 | Eby Matthew Director, 10% Owner | 4 | 3.75% Convertible Promissory Note Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | $3.00 exercise price | 2017-01-24 | ||
| 2016-01-28 | Kim Peter Officer (CEO of Hudson Clothing, LLC) | 4 | Subordinated Convertible Note Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −166,667 0 owned after | $15,012,955.30 | 2016-02-01 | |
| 2016-01-28 | Kim Peter Officer (CEO of Hudson Clothing, LLC) | 4 | Subordinated Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 8,418,383 owned after | $8,418,382.94 | 2016-02-01 | |
| 2013-09-30 | Kim Peter Director, Officer (President & CEO of Hudson) | 4/A | Subordinated Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $14,225,317.30 | 2013-10-09 | ||
| 2013-09-30 | Kim Peter Director, Officer (President & CEO of Hudson) | 4 | Subordinated Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $14,225,317.30 | 2013-10-02 |