CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 906 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-03-28: Reporting owner DEVINE MICHAEL J; Form 4; Security Option (right to buy); Transaction Holding.
- 2007-03-28: Reporting owner DEVINE MICHAEL J; Form 4; Security Option (right to buy); Transaction Holding.
- 2007-03-28: Reporting owner DEVINE MICHAEL J; Form 4; Security Option (right to buy); Transaction Holding.
- 2007-03-28: Reporting owner DEVINE MICHAEL J; Form 4; Security Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-03-28 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 613 owned after | $25.92 exercise price | 2007-03-28 | |
| 2007-03-28 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-03-28 | |
| 2007-03-28 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 700 owned after | $24.20 exercise price | 2007-03-28 | |
| 2007-03-28 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-03-28 | |
| 2007-03-28 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-03-28 | |
| 2007-03-28 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-03-28 | |
| 2007-03-20 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-03-20 | |
| 2007-03-20 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-03-20 | |
| 2007-03-20 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-03-20 | |
| 2007-03-19 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,101 owned after | $20.90 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 381 owned after | $20.90 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 94 owned after | $24.20 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-03-19 | |
| 2007-03-19 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-03-19 | |
| 2007-03-16 | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −142 0 owned after | $25.92 exercise price | 2007-03-19 | |
| 2007-03-09 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4/A | Option (right to buy) Derivative · Direct | Holding | 1,432 owned after | $13.50 exercise price | 2007-03-09 | |
| 2007-03-09 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4/A | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-03-09 | |
| 2007-03-09 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4/A | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-03-09 | |
| 2007-03-09 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4/A | Option (right to buy) Derivative · Direct | Holding | 150 owned after | $24.20 exercise price | 2007-03-09 | |
| 2007-03-09 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4/A | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-03-09 | |
| 2007-03-09 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4/A | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-03-09 | |
| 2007-03-09 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4/A | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-03-09 | |
| 2007-03-08 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 40 owned after | $15.52 exercise price | 2007-03-08 | |
| 2007-03-08 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 192 owned after | $20.89 exercise price | 2007-03-08 | |
| 2007-03-08 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.05 exercise price | 2007-03-08 | |
| 2007-03-08 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $30.21 exercise price | 2007-03-08 | |
| 2007-03-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,432 owned after | $13.50 exercise price | 2007-03-08 | |
| 2007-03-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-03-08 | |
| 2007-03-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-03-08 | |
| 2007-03-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 150 owned after | $24.20 exercise price | 2007-03-08 | |
| 2007-03-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-03-08 | |
| 2007-03-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-03-08 | |
| 2007-03-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-03-08 | |
| 2007-03-07 holding as of filing | BALLARD PAUL R Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 13,035 owned after | $17.42 exercise price | 2007-03-07 | |
| 2007-03-07 holding as of filing | BALLARD PAUL R Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 2,607 owned after | $17.42 exercise price | 2007-03-07 | |
| 2007-03-07 holding as of filing | BALLARD PAUL R Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-03-07 | |
| 2007-03-07 holding as of filing | BALLARD PAUL R Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-03-07 | |
| 2007-03-07 holding as of filing | BALLARD PAUL R Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 699 owned after | $24.20 exercise price | 2007-03-07 | |
| 2007-03-07 holding as of filing | BALLARD PAUL R Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-03-07 | |
| 2007-03-07 holding as of filing | BALLARD PAUL R Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-03-07 | |
| 2007-03-07 holding as of filing | BALLARD PAUL R Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-03-07 | |
| 2007-03-06 | MILLER LYLE W Director, Officer (Vice Chairman) | 4/A | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,763 0 owned after | $11.00 exercise price | 2007-03-09 | |
| 2007-03-06 | MILLER LYLE W Director, Officer (Vice Chairman) | 4/A | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −71 0 owned after | $25.92 exercise price | 2007-03-09 | |
| 2007-03-06 | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −206 0 owned after | $11.00 exercise price | 2007-03-08 | |
| 2007-03-06 | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −206 0 owned after | $11.00 exercise price | 2007-03-08 | |
| 2007-03-06 | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,763 0 owned after | $11.00 exercise price | 2007-03-08 | |
| 2007-03-06 | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150 0 owned after | $25.92 exercise price | 2007-03-08 | |
| 2007-03-02 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 13,035 owned after | $17.42 exercise price | 2007-03-02 | |
| 2007-03-02 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,607 owned after | $17.42 exercise price | 2007-03-02 | |
| 2007-03-02 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-03-02 | |
| 2007-03-02 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-03-02 | |
| 2007-03-02 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 699 owned after | $24.20 exercise price | 2007-03-02 | |
| 2007-03-02 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-03-02 | |
| 2007-03-02 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-03-02 | |
| 2007-03-02 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-03-02 | |
| 2007-02-28 | BALLARD PAUL R Director | 4/A | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,603 0 owned after | $21.14 exercise price | 2007-03-07 | |
| 2007-02-28 | BALLARD PAUL R Director | 4/A | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,443 0 owned after | $25.92 exercise price | 2007-03-07 | |
| 2007-02-28 | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,603 1,603 owned after | $21.14 exercise price | 2007-03-02 | |
| 2007-02-28 | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Indirect · Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,443 1,443 owned after | $25.92 exercise price | 2007-03-02 | |
| 2007-02-26 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4/A | Option (right to buy) Derivative · Direct | Holding | 206 owned after | $11.00 exercise price | 2007-02-26 | |
| 2007-02-26 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4/A | Option (right to buy) Derivative · Direct | Holding | 206 owned after | $11.00 exercise price | 2007-02-26 | |
| 2007-02-26 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4/A | Option (right to buy) Derivative · Direct | Holding | 40 owned after | $15.52 exercise price | 2007-02-26 | |
| 2007-02-26 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4/A | Option (right to buy) Derivative · Direct | Holding | 192 owned after | $20.89 exercise price | 2007-02-26 | |
| 2007-02-26 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4/A | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.05 exercise price | 2007-02-26 | |
| 2007-02-26 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4/A | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $30.21 exercise price | 2007-02-26 | |
| 2007-02-23 holding as of filing | DEVINE MICHAEL J Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-02-23 | |
| 2007-02-23 holding as of filing | DEVINE MICHAEL J Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 613 owned after | $25.92 exercise price | 2007-02-23 | |
| 2007-02-23 holding as of filing | DEVINE MICHAEL J Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-02-23 | |
| 2007-02-23 holding as of filing | DEVINE MICHAEL J Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 700 owned after | $24.20 exercise price | 2007-02-23 | |
| 2007-02-23 holding as of filing | DEVINE MICHAEL J Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-02-23 | |
| 2007-02-23 holding as of filing | DEVINE MICHAEL J Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-02-23 | |
| 2007-02-23 holding as of filing | DEVINE MICHAEL J Director | 4/A | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-02-23 | |
| 2007-02-22 holding as of filing | ZAZULA LEONARD C Officer (Cashier, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 244 owned after | $16.40 exercise price | 2007-02-22 | |
| 2007-02-22 holding as of filing | ZAZULA LEONARD C Officer (Cashier, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 253 owned after | $16.40 exercise price | 2007-02-22 | |
| 2007-02-22 holding as of filing | ZAZULA LEONARD C Officer (Cashier, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 320 owned after | $20.89 exercise price | 2007-02-22 | |
| 2007-02-22 holding as of filing | ZAZULA LEONARD C Officer (Cashier, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.05 exercise price | 2007-02-22 | |
| 2007-02-20 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4/A | Option (right to buy) Derivative · Direct | Holding | 1,822 owned after | $17.42 exercise price | 2007-02-20 | |
| 2007-02-20 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4/A | Option (right to buy) Derivative · Direct | Holding | 6,517 owned after | $17.42 exercise price | 2007-02-20 | |
| 2007-02-20 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4/A | Option (right to buy) Derivative · Direct | Holding | 1,303 owned after | $17.42 exercise price | 2007-02-20 | |
| 2007-02-20 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4/A | Option (right to buy) Derivative · Direct | Holding | 480 owned after | $20.89 exercise price | 2007-02-20 | |
| 2007-02-20 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4/A | Option (right to buy) Derivative · Direct | Holding | 5,505 owned after | $16.40 exercise price | 2007-02-20 | |
| 2007-02-20 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4/A | Option (right to buy) Derivative · Direct | Holding | 2,202 owned after | $16.40 exercise price | 2007-02-20 | |
| 2007-02-20 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4/A | Option (right to buy) Derivative · Direct | Holding | 734 owned after | $16.40 exercise price | 2007-02-20 | |
| 2007-02-20 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4/A | Option (right to buy) Derivative · Direct | Holding | 5,253 owned after | $20.90 exercise price | 2007-02-20 | |
| 2007-02-20 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4/A | Option (right to buy) Derivative · Direct | Holding | 1,050 owned after | $20.90 exercise price | 2007-02-20 | |
| 2007-02-20 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4/A | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $27.05 exercise price | 2007-02-20 | |
| 2007-02-20 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4/A | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2007-02-20 | |
| 2007-02-16 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Chief Operating Officer) | Officer (General Counsel) | 4/A | Option (right to buy) Derivative · Direct | Holding | 2,936 owned after | $16.40 exercise price | 2007-02-16 | |
| 2007-02-16 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Chief Operating Officer) | Officer (General Counsel) | 4/A | Option (right to buy) Derivative · Direct | Holding | 244 owned after | $16.40 exercise price | 2007-02-16 | |
| 2007-02-16 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Chief Operating Officer) | Officer (General Counsel) | 4/A | Option (right to buy) Derivative · Direct | Holding | 1,822 owned after | $17.42 exercise price | 2007-02-16 | |
| 2007-02-16 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Chief Operating Officer) | Officer (General Counsel) | 4/A | Option (right to buy) Derivative · Direct | Holding | 6,517 owned after | $17.42 exercise price | 2007-02-16 | |
| 2007-02-16 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Chief Operating Officer) | Officer (General Counsel) | 4/A | Option (right to buy) Derivative · Direct | Holding | 1,303 owned after | $17.42 exercise price | 2007-02-16 | |
| 2007-02-16 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Chief Operating Officer) | Officer (General Counsel) | 4/A | Option (right to buy) Derivative · Direct | Holding | 801 owned after | $20.89 exercise price | 2007-02-16 | |
| 2007-02-16 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Chief Operating Officer) | Officer (General Counsel) | 4/A | Option (right to buy) Derivative · Direct | Holding | 5,253 owned after | $20.90 exercise price | 2007-02-16 | |
| 2007-02-16 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Chief Operating Officer) | Officer (General Counsel) | 4/A | Option (right to buy) Derivative · Direct | Holding | 1,050 owned after | $20.90 exercise price | 2007-02-16 | |
| 2007-02-16 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Chief Operating Officer) | Officer (General Counsel) | 4/A | Option (right to buy) Derivative · Direct | Holding | 440 owned after | $16.40 exercise price | 2007-02-16 | |
| 2007-02-16 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Chief Operating Officer) | Officer (General Counsel) | 4/A | Option (right to buy) Derivative · Direct | Holding | 824 owned after | $15.52 exercise price | 2007-02-16 |