CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 538 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-22: Reporting owner FARRAR CARL C; Form 4; Security Options (right to buy); Transaction Holding.
- 2008-12-22: Reporting owner FARRAR CARL C; Form 4; Security Options (right to buy); Transaction Holding.
- 2008-12-22: Reporting owner JONES BRUCE D; Form 4; Security Option (right to buy); Transaction Holding.
- 2008-12-17: Reporting owner Smythe John C; Form 5; Security Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-22 holding as of filing | FARRAR CARL C Officer (Senior Vice President) | 4 | Options (right to buy) Derivative · Direct | Holding | 320 owned after | $20.89 exercise price | 2008-12-22 | |
| 2008-12-22 holding as of filing | FARRAR CARL C Officer (Senior Vice President) | 4 | Options (right to buy) Derivative · Direct | Holding | 1,000 owned after | $27.05 exercise price | 2008-12-22 | |
| 2008-12-22 holding as of filing | JONES BRUCE D Officer (President, SE Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $37.48 exercise price | 2008-12-22 | |
| 2008-12-17 holding as of filing | Smythe John C Officer (President, GL Region) | 5 | Option (right to buy) Derivative · Direct | Holding | 701 owned after | $20.89 exercise price | 2008-12-17 | |
| 2008-12-17 holding as of filing | Smythe John C Officer (President, GL Region) | 5 | Option (right to buy) Derivative · Direct | Holding | 1,728 owned after | $27.05 exercise price | 2008-12-17 | |
| 2008-12-17 holding as of filing | Smythe John C Officer (President, GL Region) | 5 | Option (right to buy) Derivative · Direct | Holding | 1,984 owned after | $30.21 exercise price | 2008-12-17 | |
| 2008-12-15 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2008-12-15 | |
| 2008-12-15 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2008-12-15 | |
| 2008-12-15 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2008-12-15 | |
| 2008-12-15 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 3,080 owned after | $20.12 exercise price | 2008-12-15 | |
| 2008-12-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2008-12-08 | |
| 2008-12-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2008-12-08 | |
| 2008-12-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 94 owned after | $24.20 exercise price | 2008-12-08 | |
| 2008-12-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2008-12-08 | |
| 2008-12-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2008-12-08 | |
| 2008-12-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2008-12-08 | |
| 2008-12-08 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 3,080 owned after | $20.12 exercise price | 2008-12-08 | |
| 2008-12-04 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2008-12-04 | |
| 2008-12-04 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2008-12-04 | |
| 2008-12-04 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2008-12-04 | |
| 2008-12-04 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 3,080 owned after | $20.12 exercise price | 2008-12-04 | |
| 2008-12-03 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 343,952 owned after | $16.40 exercise price | 2008-12-03 | |
| 2008-12-03 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $27.04 exercise price | 2008-12-03 | |
| 2008-12-03 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 70,285 owned after | $27.22 exercise price | 2008-12-03 | |
| 2008-12-03 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $25.27 exercise price | 2008-12-03 | |
| 2008-12-03 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $25.86 exercise price | 2008-12-03 | |
| 2008-12-03 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 132,816 owned after | $32.98 exercise price | 2008-12-03 | |
| 2008-12-03 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $34.31 exercise price | 2008-12-03 | |
| 2008-12-03 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $31.86 exercise price | 2008-12-03 | |
| 2008-12-03 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 270,000 owned after | $32.03 exercise price | 2008-12-03 | |
| 2008-12-03 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 258,000 owned after | $37.48 exercise price | 2008-12-03 | |
| 2008-12-03 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2008-12-03 | |
| 2008-12-03 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2008-12-03 | |
| 2008-12-03 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2008-12-03 | |
| 2008-12-02 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,303 owned after | $17.42 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 801 owned after | $20.89 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,253 owned after | $20.90 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,050 owned after | $20.90 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 961 owned after | $20.89 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $27.05 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $30.21 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 343,952 owned after | $16.40 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $27.04 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 70,285 owned after | $27.22 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $25.27 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $25.86 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 132,816 owned after | $32.98 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $34.31 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $31.86 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 270,000 owned after | $32.03 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 258,000 owned after | $37.48 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,822 owned after | $17.42 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 6,517 owned after | $17.42 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,303 owned after | $17.42 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 480 owned after | $20.89 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 2,202 owned after | $16.40 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,253 owned after | $20.90 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,050 owned after | $20.90 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $27.05 exercise price | 2008-12-02 | |
| 2008-12-02 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2008-12-02 | |
| 2008-11-25 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 961 owned after | $20.89 exercise price | 2008-11-25 | |
| 2008-11-25 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 15,000 owned after | $27.05 exercise price | 2008-11-25 | |
| 2008-11-25 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2008-11-25 | |
| 2008-11-25 holding as of filing | ENGLISH BRIAN K | ENGLISH CRISTIN REID Officer (General Counsel) | Director, Officer (Corporate President) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,303 owned after | $17.42 exercise price | 2008-11-25 | |
| 2008-11-25 holding as of filing | ENGLISH BRIAN K | ENGLISH CRISTIN REID Officer (General Counsel) | Director, Officer (Corporate President) | 4 | Option (right to buy) Derivative · Direct | Holding | 801 owned after | $20.89 exercise price | 2008-11-25 | |
| 2008-11-25 holding as of filing | ENGLISH BRIAN K | ENGLISH CRISTIN REID Officer (General Counsel) | Director, Officer (Corporate President) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,253 owned after | $20.90 exercise price | 2008-11-25 | |
| 2008-11-25 holding as of filing | ENGLISH BRIAN K | ENGLISH CRISTIN REID Officer (General Counsel) | Director, Officer (Corporate President) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,050 owned after | $20.90 exercise price | 2008-11-25 | |
| 2008-11-25 holding as of filing | ENGLISH BRIAN K | ENGLISH CRISTIN REID Officer (General Counsel) | Director, Officer (Corporate President) | 4 | Option (right to buy) Derivative · Direct | Holding | 961 owned after | $20.89 exercise price | 2008-11-25 | |
| 2008-11-25 holding as of filing | ENGLISH BRIAN K | ENGLISH CRISTIN REID Officer (General Counsel) | Director, Officer (Corporate President) | 4 | Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $27.05 exercise price | 2008-11-25 | |
| 2008-11-25 holding as of filing | ENGLISH BRIAN K | ENGLISH CRISTIN REID Officer (General Counsel) | Director, Officer (Corporate President) | 4 | Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $30.21 exercise price | 2008-11-25 | |
| 2008-11-21 holding as of filing | Reid Joseph D III Officer (Chief of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 192 owned after | $20.89 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | Reid Joseph D III Officer (Chief of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.05 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | Reid Joseph D III Officer (Chief of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $30.21 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 343,952 owned after | $16.40 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $27.04 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 70,285 owned after | $27.22 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $25.27 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $25.86 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 132,816 owned after | $32.98 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $34.31 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $31.86 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 270,000 owned after | $32.03 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 258,000 owned after | $37.48 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2008-11-21 | |
| 2008-11-21 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2008-11-21 | |
| 2008-11-18 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2008-11-18 | |
| 2008-11-18 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2008-11-18 | |
| 2008-11-18 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2008-11-18 | |
| 2008-11-18 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 3,080 owned after | $20.12 exercise price | 2008-11-18 | |
| 2008-11-07 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2008-11-07 | |
| 2008-11-07 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2008-11-07 | |
| 2008-11-07 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2008-11-07 | |
| 2008-11-07 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 3,080 owned after | $20.12 exercise price | 2008-11-07 | |
| 2008-10-30 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2008-10-30 | |
| 2008-10-30 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2008-10-30 | |
| 2008-10-30 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2008-10-30 |