CAPITOL BANCORP LTD Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 65 rows, 65 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-10: Reporting owner WALKER MARIE D; Form 4/A; Security Warrants; Transaction Holding.
- 2012-08-29: Reporting owner WALKER MARIE D; Form 4; Security Warrants; Transaction Holding.
- 2012-01-04: Reporting owner Meeusen Calvin D; Form 4; Security Warrants; Transaction Holding.
- 2011-12-14: Reporting owner ENGLISH BRIAN K | ENGLISH CRISTIN REID; Form 4; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-10 holding as of filing | WALKER MARIE D Officer (Director of Accounting) | 4/A | Warrants Derivative · Direct | Holding | 0 owned after | $20.37 exercise price | 2012-09-10 | |
| 2012-08-29 holding as of filing | WALKER MARIE D Officer (Director of Accounting) | 4 | Warrants Derivative · Direct | Holding | 96 owned after | $20.37 exercise price | 2012-08-29 | |
| 2012-01-04 holding as of filing | Meeusen Calvin D Director | 4 | Warrants Derivative · Indirect · LLC | Holding | 48 owned after | $20.37 exercise price | 2012-01-04 | |
| 2011-12-14 holding as of filing | ENGLISH BRIAN K | ENGLISH CRISTIN REID Officer (General Counsel) | Director, Officer (Corporate President) | 4 | Warrants Derivative · Direct | Holding | 19 owned after | $20.37 exercise price | 2011-12-14 | |
| 2011-11-28 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 1,933 owned after | $20.37 exercise price | 2011-11-28 | |
| 2011-11-28 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 38 owned after | $20.37 exercise price | 2011-11-28 | |
| 2011-11-21 holding as of filing | WALKER MARIE D Officer (Director of Accounting) | 4 | Warrants Derivative · Direct | Holding | 96 owned after | $20.37 exercise price | 2011-11-21 | |
| 2011-11-18 holding as of filing | ENGLISH BRIAN K | ENGLISH CRISTIN REID Officer (General Counsel) | Director, Officer (Corporate President) | 4 | Warrants Derivative · Direct | Holding | 19 owned after | $20.37 exercise price | 2011-11-18 | |
| 2011-04-21 holding as of filing | ENGLISH BRIAN K | ENGLISH CRISTIN REID Officer (General Counsel) | Director, Officer (Corporate President) | 4 | Warrants Derivative · Direct | Holding | 19 owned after | $20.37 exercise price | 2011-04-21 | |
| 2011-03-14 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 1,933 owned after | $20.37 exercise price | 2011-03-14 | |
| 2011-03-14 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 38 owned after | $20.37 exercise price | 2011-03-14 | |
| 2011-03-08 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Warrants Derivative · Direct | Holding | 19 owned after | $20.37 exercise price | 2011-03-08 | |
| 2011-02-15 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Warrants Derivative · Direct | Holding | 19 owned after | $20.37 exercise price | 2011-02-15 | |
| 2011-02-14 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 1,933 owned after | $20.37 exercise price | 2011-02-14 | |
| 2011-02-14 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 38 owned after | $20.37 exercise price | 2011-02-14 | |
| 2010-12-17 holding as of filing | Meeusen Calvin D Director | 3 | Warrants to Purchase Shares of Common Stock Derivative · Indirect · LLC | Holding | $20.37 exercise price | 2010-12-17 | ||
| 2010-06-14 holding as of filing | NOFZIGER MYRL D Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 193 owned after | $20.37 exercise price | 2010-06-14 | |
| 2010-06-04 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 1,933 owned after | $20.37 exercise price | 2010-06-04 | |
| 2010-06-04 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 38 owned after | $20.37 exercise price | 2010-06-04 | |
| 2010-06-02 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 1,933 owned after | $20.37 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 38 owned after | $20.37 exercise price | 2010-06-02 | |
| 2010-05-20 holding as of filing | NOFZIGER MYRL D Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 193 owned after | $20.37 exercise price | 2010-05-20 | |
| 2010-05-20 holding as of filing | NOFZIGER MYRL D Director | 4/A | Warrants Derivative · Indirect · (m) | Holding | 193 owned after | $20.37 exercise price | 2010-05-20 | |
| 2010-02-11 holding as of filing | Maas Steven L Director | 4/A | Warrants Derivative · Indirect · (m) | Holding | 1,933 owned after | $20.37 exercise price | 2010-02-11 | |
| 2010-02-11 holding as of filing | Maas Steven L Director | 4/A | Warrants Derivative · Indirect · (m) | Holding | 38 owned after | $20.37 exercise price | 2010-02-11 | |
| 2010-02-11 holding as of filing | BECKER DAVID L Director | 4/A | Warrants Derivative · Direct | Holding | 96 owned after | $20.37 exercise price | 2010-02-11 | |
| 2010-01-06 holding as of filing | BECKER DAVID L Director | 4 | Warrants Derivative · Direct | Holding | 96 owned after | $20.37 exercise price | 2010-01-06 | |
| 2010-01-06 holding as of filing | NOFZIGER MYRL D Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 193 owned after | $20.37 exercise price | 2010-01-06 | |
| 2010-01-06 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 1,933 owned after | $20.37 exercise price | 2010-01-06 | |
| 2010-01-06 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 38 owned after | $20.37 exercise price | 2010-01-06 | |
| 2009-12-30 holding as of filing | Reid Joseph D III Officer (Chief of Bank Development) | 4 | Warrants Derivative · Indirect · (m) | Holding | 19 owned after | $20.37 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Warrants Derivative · Direct | Holding | 19 owned after | $20.37 exercise price | 2009-12-30 | |
| 2009-12-02 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 1,933 owned after | $20.37 exercise price | 2009-12-02 | |
| 2009-12-02 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 38 owned after | $20.37 exercise price | 2009-12-02 | |
| 2009-11-25 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 1,933 owned after | $20.37 exercise price | 2009-11-25 | |
| 2009-11-25 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 38 owned after | $20.37 exercise price | 2009-11-25 | |
| 2009-11-18 holding as of filing | Reid Joseph D III Officer (Chief of Bank Development) | 4 | Warrants Derivative · Indirect · (m) | Holding | 19 owned after | $20.37 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Warrants Derivative · Direct | Holding | 19 owned after | $20.37 exercise price | 2009-11-18 | |
| 2009-11-18 holding as of filing | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4 | Warrants Derivative · Direct | Holding | 19 owned after | $20.37 exercise price | 2009-11-18 | |
| 2009-11-04 holding as of filing | NOFZIGER MYRL D Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 193 owned after | $20.37 exercise price | 2009-11-04 | |
| 2009-10-28 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 1,933 owned after | $20.37 exercise price | 2009-10-28 | |
| 2009-10-28 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 38 owned after | $20.37 exercise price | 2009-10-28 | |
| 2009-10-01 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 1,933 owned after | $20.37 exercise price | 2009-10-01 | |
| 2009-10-01 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 38 owned after | $20.37 exercise price | 2009-10-01 | |
| 2009-09-25 holding as of filing | NOFZIGER MYRL D Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 193 owned after | $20.37 exercise price | 2009-09-25 | |
| 2009-07-01 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 1,933 owned after | $20.37 exercise price | 2009-07-01 | |
| 2009-07-01 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 38 owned after | $20.37 exercise price | 2009-07-01 | |
| 2009-06-11 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 1,933 owned after | $20.37 exercise price | 2009-06-11 | |
| 2009-06-11 holding as of filing | Maas Steven L Director | 4 | Warrants Derivative · Indirect · (m) | Holding | 38 owned after | $20.37 exercise price | 2009-06-11 | |
| 2009-05-31 | WALKER MARIE D Officer (Senior Vice President) | 4/A | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +96 96 owned after | $20.37 exercise price | 2009-06-15 | |
| 2009-05-31 | Reid Joseph D III Officer (Chief of Bank Development) | 4/A | Warrants Derivative · Indirect · Wife's IRA | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 19 owned after | $20.37 exercise price | 2009-06-15 | |
| 2009-05-31 | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4/A | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 19 owned after | $20.37 exercise price | 2009-06-12 | |
| 2009-05-31 | NOFZIGER MYRL D Director | 4/A | Warrants Derivative · Indirect · Grandchildrens' Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +193 193 owned after | $20.37 exercise price | 2009-06-12 | |
| 2009-05-31 | ENGLISH CRISTIN REID | ENGLISH BRIAN K Director, Officer (Corporate President) | Officer (General Counsel) | 4/A | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 19 owned after | $20.37 exercise price | 2009-06-12 | |
| 2009-05-31 | BECKER DAVID L Director | 4/A | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +96 96 owned after | $20.37 exercise price | 2009-06-12 | |
| 2009-05-31 | Maas Steven L Director | 4/A | Warrants Derivative · Indirect · LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,933 1,933 owned after | $20.37 exercise price | 2009-06-11 | |
| 2009-05-31 | Maas Steven L Director | 4/A | Warrants Derivative · Indirect · LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38 38 owned after | $20.37 exercise price | 2009-06-11 | |
| 2009-05-31 | WALKER MARIE D Officer (Senior Vice President) | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +96 96 owned after | $20.37 exercise price | 2009-06-02 | |
| 2009-05-31 | Reid Joseph D III Officer (Chief of Bank Development) | 4 | Warrants Derivative · Indirect · Wife's IRA | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 19 owned after | $20.37 exercise price | 2009-06-02 | |
| 2009-05-31 | NOFZIGER MYRL D Director | 4 | Warrants Derivative · Indirect · Grandchildrens' Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +193 193 owned after | $20.37 exercise price | 2009-06-02 | |
| 2009-05-31 | Maas Steven L Director | 4 | Warrants Derivative · Indirect · LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,933 1,933 owned after | $20.37 exercise price | 2009-06-02 | |
| 2009-05-31 | Maas Steven L Director | 4 | Warrants Derivative · Indirect · LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38 38 owned after | $20.37 exercise price | 2009-06-02 | |
| 2009-05-31 | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 19 owned after | $20.37 exercise price | 2009-06-02 | |
| 2009-05-31 | ENGLISH BRIAN K | ENGLISH CRISTIN REID Officer (General Counsel) | Director, Officer (Corporate President) | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 19 owned after | $20.37 exercise price | 2009-06-02 | |
| 2009-05-31 | BECKER DAVID L Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +96 96 owned after | $20.37 exercise price | 2009-06-02 |