CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 906 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-06-19: Reporting owner Smythe John C; Form 4; Security Option (right to buy); Transaction Holding.
- 2007-06-19: Reporting owner Smythe John C; Form 4; Security Option (right to buy); Transaction Holding.
- 2007-06-19: Reporting owner Smythe John C; Form 4; Security Option (right to buy); Transaction Holding.
- 2007-06-18: Reporting owner Smythe John C; Form 4; Security Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-06-19 holding as of filing | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 701 owned after | $20.89 exercise price | 2007-06-19 | |
| 2007-06-19 holding as of filing | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,728 owned after | $27.05 exercise price | 2007-06-19 | |
| 2007-06-19 holding as of filing | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,984 owned after | $30.21 exercise price | 2007-06-19 | |
| 2007-06-18 | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,077 0 owned after | $11.00 exercise price | 2007-06-19 | |
| 2007-06-18 | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,865 0 owned after | $11.00 exercise price | 2007-06-19 | |
| 2007-06-18 | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −211 0 owned after | $11.00 exercise price | 2007-06-19 | |
| 2007-06-14 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,432 owned after | $13.50 exercise price | 2007-06-14 | |
| 2007-06-14 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-06-14 | |
| 2007-06-14 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-06-14 | |
| 2007-06-14 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 135 owned after | $24.20 exercise price | 2007-06-14 | |
| 2007-06-14 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-06-14 | |
| 2007-06-14 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-06-14 | |
| 2007-06-14 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-06-14 | |
| 2007-06-14 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 40 owned after | $15.52 exercise price | 2007-06-14 | |
| 2007-06-14 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 192 owned after | $20.89 exercise price | 2007-06-14 | |
| 2007-06-14 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.05 exercise price | 2007-06-14 | |
| 2007-06-14 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $30.21 exercise price | 2007-06-14 | |
| 2007-06-13 | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −113 0 owned after | $25.92 exercise price | 2007-06-14 | |
| 2007-05-07 | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −323 0 owned after | $24.20 exercise price | 2007-05-07 | |
| 2007-05-07 | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −733 0 owned after | $28.75 exercise price | 2007-05-07 | |
| 2007-05-07 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-05-07 | |
| 2007-05-07 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-05-07 | |
| 2007-05-07 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-05-07 | |
| 2007-05-02 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,432 owned after | $13.50 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,432 owned after | $13.50 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 113 owned after | $25.92 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 135 owned after | $24.20 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,101 owned after | $20.90 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 381 owned after | $20.90 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,221 owned after | $20.89 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,895 owned after | $27.05 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 28,305 owned after | $30.21 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 323 owned after | $24.20 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-05-02 | |
| 2007-05-02 holding as of filing | LEWIS JOHN S Director, Officer (President, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2007-05-02 | |
| 2007-05-01 | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,693 0 owned after | $11.00 exercise price | 2007-05-02 | |
| 2007-05-01 | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,808 0 owned after | $16.40 exercise price | 2007-05-02 | |
| 2007-05-01 | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,670 0 owned after | $16.40 exercise price | 2007-05-02 | |
| 2007-05-01 | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,212 0 owned after | $16.40 exercise price | 2007-05-02 | |
| 2007-05-01 | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,001 0 owned after | $16.40 exercise price | 2007-05-02 | |
| 2007-05-01 | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −277 0 owned after | $11.00 exercise price | 2007-05-02 | |
| 2007-05-01 | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −338 0 owned after | $11.00 exercise price | 2007-05-02 | |
| 2007-05-01 | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38 0 owned after | $11.00 exercise price | 2007-05-02 | |
| 2007-05-01 | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −369 0 owned after | $11.00 exercise price | 2007-05-02 | |
| 2007-05-01 | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8 0 owned after | $11.00 exercise price | 2007-05-02 | |
| 2007-05-01 | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −283 0 owned after | $25.92 exercise price | 2007-05-02 | |
| 2007-05-01 | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −852 0 owned after | $22.86 exercise price | 2007-05-02 | |
| 2007-05-01 | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −424 0 owned after | $25.92 exercise price | 2007-05-02 | |
| 2007-05-01 | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −733 0 owned after | $28.75 exercise price | 2007-05-02 | |
| 2007-05-01 | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −538 0 owned after | $24.20 exercise price | 2007-05-02 | |
| 2007-04-30 holding as of filing | WALKER MARIE D Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 7,000 owned after | $27.05 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | Mangione Thomas Officer (President, Nevada Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 14,008 owned after | $20.90 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | Mangione Thomas Officer (President, Nevada Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 2,801 owned after | $20.90 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | Fortune David D Officer (Chief Credit Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 269 owned after | $16.40 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | Fortune David D Officer (Chief Credit Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 126 owned after | $16.40 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | Fortune David D Officer (Chief Credit Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 256 owned after | $20.89 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | Fortune David D Officer (Chief Credit Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $27.05 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 457,596 owned after | no price filed | 2007-04-30 | |
| 2007-04-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $27.04 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 70,285 owned after | $27.22 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $25.27 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $25.86 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 132,816 owned after | $32.98 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $34.31 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $31.86 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 270,000 owned after | $32.03 exercise price | 2007-04-30 | |
| 2007-04-30 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 258,000 owned after | $37.48 exercise price | 2007-04-30 | |
| 2007-04-27 holding as of filing | Mangione Thomas Officer (President, Nevada Region) | 3 | Option (right to buy) Derivative · Direct | Holding | $20.90 exercise price | 2007-04-27 | ||
| 2007-04-27 holding as of filing | Mangione Thomas Officer (President, Nevada Region) | 3 | Option (right to buy) Derivative · Direct | Holding | $20.90 exercise price | 2007-04-27 | ||
| 2007-04-27 holding as of filing | THOMAS BRUCE A Officer (President, Eastern Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2007-04-27 | |
| 2007-04-27 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 457,596 owned after | no price filed | 2007-04-27 | |
| 2007-04-27 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $27.04 exercise price | 2007-04-27 | |
| 2007-04-27 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 70,285 owned after | $27.22 exercise price | 2007-04-27 | |
| 2007-04-27 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $25.27 exercise price | 2007-04-27 | |
| 2007-04-27 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $25.86 exercise price | 2007-04-27 | |
| 2007-04-27 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 132,816 owned after | $32.98 exercise price | 2007-04-27 | |
| 2007-04-27 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $34.31 exercise price | 2007-04-27 | |
| 2007-04-27 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $31.86 exercise price | 2007-04-27 |