CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 906 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-02-13: Reporting owner Reid Joseph D III; Form 4; Security Option (right to buy); Transaction Holding.
- 2007-02-13: Reporting owner Reid Joseph D III; Form 4; Security Option (right to buy); Transaction Holding.
- 2007-02-13: Reporting owner Reid Joseph D III; Form 4; Security Option (right to buy); Transaction Holding.
- 2007-02-13: Reporting owner Reid Joseph D III; Form 4; Security Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-02-13 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 206 owned after | $11.00 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 206 owned after | $11.00 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 40 owned after | $15.52 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 192 owned after | $20.89 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.05 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $30.21 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 14 owned after | $12.50 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 2,693 owned after | $11.00 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,432 owned after | $13.50 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 113 owned after | $25.92 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 135 owned after | $24.20 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,822 owned after | $17.42 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 6,517 owned after | $17.42 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,303 owned after | $17.42 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 480 owned after | $20.89 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,505 owned after | $16.40 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 2,202 owned after | $16.40 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 734 owned after | $16.40 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,253 owned after | $20.90 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,050 owned after | $20.90 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $27.05 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | HENDRICKSON LEE W Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | CARR ROBERT C Director, Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 13,035 owned after | $17.42 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | CARR ROBERT C Director, Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 2,607 owned after | $17.42 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | CARR ROBERT C Director, Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,230 owned after | $11.00 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | CARR ROBERT C Director, Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,230 owned after | $11.00 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | CARR ROBERT C Director, Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 24,016 owned after | $32.98 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 457,596 owned after | no price filed | 2007-02-13 | |
| 2007-02-13 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $27.04 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 70,285 owned after | $27.22 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $25.27 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $25.86 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 132,816 owned after | $32.98 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $34.31 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $31.86 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 270,000 owned after | $32.03 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 258,000 owned after | $37.48 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 424 owned after | $25.92 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 538 owned after | $24.20 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-02-13 | |
| 2007-02-12 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,101 owned after | $20.90 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 381 owned after | $20.90 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 142 owned after | $25.92 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 94 owned after | $24.20 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | JOHNS LEWIS D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | GENOVA H NICHOLAS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 613 owned after | $25.92 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 700 owned after | $24.20 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-02-12 | |
| 2007-02-12 holding as of filing | LEWIS JOHN S Director, Officer (President, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2007-02-12 | |
| 2007-02-09 | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −852 0 owned after | $20.90 exercise price | 2007-02-12 | |
| 2007-02-09 | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,081 0 owned after | $20.90 exercise price | 2007-02-12 | |
| 2007-02-09 holding as of filing | LEWIS JOHN S Director, Officer (President, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2007-02-09 | |
| 2007-02-06 holding as of filing | LEWIS JOHN S Director, Officer (President, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2007-02-06 | |
| 2007-01-31 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,432 owned after | $13.50 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-01-31 | |
| 2007-01-31 | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −251 0 owned after | $10.85 exercise price | 2007-01-31 | |
| 2007-01-31 | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14 0 owned after | $12.50 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,026 owned after | $11.00 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,026 owned after | $11.00 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 205 owned after | $15.52 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 961 owned after | $20.89 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 15,000 owned after | $27.05 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 14 owned after | $12.50 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 2,693 owned after | $11.00 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,432 owned after | $13.50 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-01-31 | |
| 2007-01-31 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 113 owned after | $25.92 exercise price | 2007-01-31 |