CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 906 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-20: Reporting owner Mangione Thomas; Form 4; Security Option (right to buy); Transaction Holding.
- 2007-12-20: Reporting owner Mangione Thomas; Form 4; Security Option (right to buy); Transaction Holding.
- 2007-12-05: Reporting owner Smythe John C; Form 4; Security Option (right to buy); Transaction Holding.
- 2007-12-05: Reporting owner Smythe John C; Form 4; Security Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-20 holding as of filing | Mangione Thomas Officer (President, Nevada Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 14,008 owned after | $20.90 exercise price | 2007-12-20 | |
| 2007-12-20 holding as of filing | Mangione Thomas Officer (President, Nevada Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 2,801 owned after | $20.90 exercise price | 2007-12-20 | |
| 2007-12-05 holding as of filing | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 701 owned after | $20.89 exercise price | 2007-12-05 | |
| 2007-12-05 holding as of filing | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,728 owned after | $27.05 exercise price | 2007-12-05 | |
| 2007-12-05 holding as of filing | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,984 owned after | $30.21 exercise price | 2007-12-05 | |
| 2007-11-30 holding as of filing | Stone Patricia L Officer (Senior Vice President) | 4/A | Option (right to buy) Derivative · Direct | Holding | 2,202 owned after | $16.40 exercise price | 2007-11-30 | |
| 2007-11-30 holding as of filing | Stone Patricia L Officer (Senior Vice President) | 4/A | Option (right to buy) Derivative · Direct | Holding | 190 owned after | $16.40 exercise price | 2007-11-30 | |
| 2007-11-30 holding as of filing | Stone Patricia L Officer (Senior Vice President) | 4/A | Option (right to buy) Derivative · Direct | Holding | 240 owned after | $20.89 exercise price | 2007-11-30 | |
| 2007-11-30 holding as of filing | Stone Patricia L Officer (Senior Vice President) | 4/A | Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $27.05 exercise price | 2007-11-30 | |
| 2007-11-29 holding as of filing | Stone Patricia L Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 2,202 owned after | $16.40 exercise price | 2007-11-29 | |
| 2007-11-29 holding as of filing | Stone Patricia L Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 190 owned after | $16.40 exercise price | 2007-11-29 | |
| 2007-11-29 holding as of filing | Stone Patricia L Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 240 owned after | $20.89 exercise price | 2007-11-29 | |
| 2007-11-29 holding as of filing | Stone Patricia L Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $27.05 exercise price | 2007-11-29 | |
| 2007-11-13 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,607 owned after | $17.42 exercise price | 2007-11-13 | |
| 2007-11-13 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-11-13 | |
| 2007-11-13 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-11-13 | |
| 2007-11-13 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 699 owned after | $24.20 exercise price | 2007-11-13 | |
| 2007-11-13 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-11-13 | |
| 2007-11-13 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-11-13 | |
| 2007-11-13 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-11-13 | |
| 2007-11-08 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-11-08 | |
| 2007-11-08 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-11-08 | |
| 2007-11-08 holding as of filing | NOFZIGER MYRL D Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-11-08 | |
| 2007-11-06 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 205 owned after | $15.52 exercise price | 2007-11-06 | |
| 2007-11-06 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 961 owned after | $20.89 exercise price | 2007-11-06 | |
| 2007-11-06 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 15,000 owned after | $27.05 exercise price | 2007-11-06 | |
| 2007-11-06 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2007-11-06 | |
| 2007-11-05 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,432 owned after | $13.50 exercise price | 2007-11-05 | |
| 2007-11-05 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-11-05 | |
| 2007-11-05 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-11-05 | |
| 2007-11-05 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 135 owned after | $24.20 exercise price | 2007-11-05 | |
| 2007-11-05 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-11-05 | |
| 2007-11-05 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-11-05 | |
| 2007-11-05 holding as of filing | OLEARY DAVID Director, Officer (Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-11-05 | |
| 2007-11-01 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-11-01 | |
| 2007-11-01 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-11-01 | |
| 2007-11-01 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-11-01 | |
| 2007-10-26 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-10-26 | |
| 2007-10-26 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-10-26 | |
| 2007-10-26 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-10-26 | |
| 2007-10-26 holding as of filing | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 701 owned after | $20.89 exercise price | 2007-10-26 | |
| 2007-10-26 holding as of filing | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,728 owned after | $27.05 exercise price | 2007-10-26 | |
| 2007-10-26 holding as of filing | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,984 owned after | $30.21 exercise price | 2007-10-26 | |
| 2007-10-26 holding as of filing | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 701 owned after | $20.89 exercise price | 2007-10-26 | |
| 2007-10-26 holding as of filing | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,728 owned after | $27.05 exercise price | 2007-10-26 | |
| 2007-10-26 holding as of filing | Smythe John C Officer (President, GL Region) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,984 owned after | $30.21 exercise price | 2007-10-26 | |
| 2007-10-23 holding as of filing | Myers Kenneth I Officer (Director of Risk Management) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $34.52 exercise price | 2007-10-23 | |
| 2007-09-27 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-09-27 | |
| 2007-09-27 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-09-27 | |
| 2007-09-27 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 700 owned after | $24.20 exercise price | 2007-09-27 | |
| 2007-09-27 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-09-27 | |
| 2007-09-27 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-09-27 | |
| 2007-09-27 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-09-27 | |
| 2007-09-25 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 439,527 owned after | $23.20 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $27.04 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 70,285 owned after | $27.22 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $25.27 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $25.86 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 132,816 owned after | $32.98 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $34.31 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 30,000 owned after | $31.86 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 270,000 owned after | $32.03 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 258,000 owned after | $37.48 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $22.46 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | Stone Patricia L Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 2,202 owned after | $16.40 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | Stone Patricia L Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 190 owned after | $16.40 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | Stone Patricia L Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 240 owned after | $20.89 exercise price | 2007-09-25 | |
| 2007-09-25 holding as of filing | Stone Patricia L Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $27.05 exercise price | 2007-09-25 | |
| 2007-09-24 | REID JOSEPH D Director, Officer (Chairman and CEO) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,069 0 owned after | $23.20 exercise price | 2007-09-25 | |
| 2007-09-11 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-09-11 | |
| 2007-09-11 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-09-11 | |
| 2007-09-11 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 71 owned after | $25.92 exercise price | 2007-09-11 | |
| 2007-09-11 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 150 owned after | $24.20 exercise price | 2007-09-11 | |
| 2007-09-11 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-09-11 | |
| 2007-09-11 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-09-11 | |
| 2007-09-11 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-09-11 | |
| 2007-08-31 holding as of filing | LEWIS JOHN S Director, Officer (President, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2007-08-31 | |
| 2007-08-17 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-08-17 | |
| 2007-08-17 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-08-17 | |
| 2007-08-17 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 71 owned after | $25.92 exercise price | 2007-08-17 | |
| 2007-08-17 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 150 owned after | $24.20 exercise price | 2007-08-17 | |
| 2007-08-17 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-08-17 | |
| 2007-08-17 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-08-17 | |
| 2007-08-17 holding as of filing | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-08-17 | |
| 2007-08-16 | MILLER LYLE W Director, Officer (Vice Chairman) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,432 0 owned after | $13.50 exercise price | 2007-08-17 | |
| 2007-08-16 | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,035 0 owned after | $17.42 exercise price | 2007-08-16 | |
| 2007-08-16 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,607 owned after | $17.42 exercise price | 2007-08-16 | |
| 2007-08-16 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2007-08-16 | |
| 2007-08-16 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2007-08-16 | |
| 2007-08-16 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 699 owned after | $24.20 exercise price | 2007-08-16 | |
| 2007-08-16 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-08-16 | |
| 2007-08-16 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-08-16 | |
| 2007-08-16 holding as of filing | BALLARD PAUL R Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-08-16 | |
| 2007-08-16 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-08-16 | |
| 2007-08-16 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2007-08-16 | |
| 2007-08-16 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,040 owned after | $46.20 exercise price | 2007-08-16 | |
| 2007-08-14 holding as of filing | Hogan Robert R Officer (CEO/President, Capitol Wealth) | 3 | Option (right to buy) Derivative · Direct | Holding | $34.52 exercise price | 2007-08-14 | ||
| 2007-08-10 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2007-08-10 |