Cambium Learning Group, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-05: Reporting owner Campbell John F; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-04: Reporting owner Fonte Paul; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-02: Reporting owner Campbell John F; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-01: Reporting owner Campbell John F; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-05 | Campbell John F Director, Officer (CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 585,000 owned after | $1.30 exercise price | 2017-12-06 | |
| 2017-12-04 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 113,400 owned after | $1.30 exercise price | 2017-12-06 | |
| 2017-11-02 | Campbell John F Director, Officer (CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 600,000 owned after | no price filed | 2017-11-06 | |
| 2017-11-01 | Campbell John F Director, Officer (CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 500,000 owned after | $1.30 exercise price | 2017-11-01 | |
| 2017-10-02 | Campbell John F Director, Officer (CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 515,000 owned after | $1.30 exercise price | 2017-10-02 | |
| 2017-10-02 | Benson Barbara Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,000 133,400 owned after | $1.30 exercise price | 2017-10-02 | |
| 2017-09-01 | Campbell John F Director, Officer (CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 530,000 owned after | $1.30 exercise price | 2017-09-05 | |
| 2017-09-01 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 118,400 owned after | $1.30 exercise price | 2017-09-05 | |
| 2017-08-07 | Campbell John F Director, Officer (CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 545,000 owned after | $1.30 exercise price | 2017-08-09 | |
| 2017-08-07 | Benson Barbara Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,000 150,400 owned after | $1.30 exercise price | 2017-08-09 | |
| 2017-06-01 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 123,400 owned after | $1.30 exercise price | 2017-06-02 | |
| 2017-05-09 | McWhorter Jeffery Scott Officer (General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,617 52,783 owned after | $0.00 | 2017-05-11 | |
| 2017-03-21 | McWhorter Jeffery Scott Officer (General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 67,400 owned after | no price filed | 2017-03-23 | |
| 2017-03-21 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 128,400 owned after | no price filed | 2017-03-23 | |
| 2017-03-21 | Campbell John F Director, Officer (CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 560,000 owned after | no price filed | 2017-03-23 | |
| 2017-03-21 | Benson Barbara Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 167,400 owned after | no price filed | 2017-03-23 | |
| 2017-03-01 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 118,400 owned after | $1.30 exercise price | 2017-03-02 |