Cambium Learning Group, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-01: Reporting owner Fonte Paul; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-09-30: Reporting owner Benson Barbara; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-30: Reporting owner McWhorter Jeffery Scott; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-01: Reporting owner Fonte Paul; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-01 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 113,400 owned after | $1.30 exercise price | 2015-12-01 | |
| 2015-09-30 | Benson Barbara Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 127,400 owned after | no price filed | 2015-10-02 | |
| 2015-09-30 | McWhorter Jeffery Scott Officer (General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 27,400 owned after | no price filed | 2015-10-02 | |
| 2015-09-01 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 118,400 owned after | $1.30 exercise price | 2015-09-03 | |
| 2015-07-10 holding as of filing | McWhorter Jeffery Scott Officer (General Counsel) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | no price filed | 2015-07-10 | ||
| 2015-07-10 holding as of filing | McWhorter Jeffery Scott Officer (General Counsel) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | no price filed | 2015-07-10 | ||
| 2015-05-05 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,400 123,400 owned after | no price filed | 2015-05-07 | |
| 2015-05-05 | Benson Barbara Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,400 123,400 owned after | no price filed | 2015-05-07 |