Cambium Learning Group, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-08-11: Reporting owner VSS-Cambium Holdings III, LLC; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2009-12-09: Reporting owner VSS-Cambium Holdings III, LLC; Form 3; Security Subscription Rights (right to buy); Transaction Holding.
- 2009-12-08: Reporting owner KLAUSNER RONALD D; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-08-11 | VSS-Cambium Holdings III, LLC 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −7,246,376 0 owned after | $2.76 exercise price | 2011-08-15 | |
| 2009-12-09 holding as of filing | VSS-Cambium Holdings III, LLC 10% Owner | 3 | Subscription Rights (right to buy) Derivative · Direct | Holding | no price filed | 2009-12-09 | ||
| 2009-12-08 | KLAUSNER RONALD D Director, Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $8.55 exercise price | 2009-12-10 |