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Cambium Learning Group, Inc. Forms 3, 4 and 5: Warrants

Cambium Learning Group, Inc. Forms 3, 4 and 5: Warrants

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2014-11-07: Reporting owner VSS-Cambium Holdings III, LLC; Form 4; Security Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
  • 2011-03-16: Reporting owner VSS-Cambium Holdings III, LLC; Form 4; Security Common Stock Warrant (right to buy); Transaction J Other acquisition or disposition (describe transaction).
  • 2011-02-14: Reporting owner VSS-Cambium Holdings III, LLC; Form 3/A; Security Common Stock Warrant (right to buy); Transaction Holding.
  • 2011-02-10: Reporting owner VSS-Cambium Holdings III, LLC; Form 4; Security Common Stock Warrant (right to buy); Transaction J Other acquisition or disposition (describe transaction).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2014-11-07VSS-Cambium Holdings III, LLC
10% Owner
4Warrant (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−755,077
0 owned after
$0.01
exercise price
2014-11-10
2011-03-16VSS-Cambium Holdings III, LLC
10% Owner
4Common Stock Warrant (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+36,531
596,668 owned after
$0.012011-03-18
2011-02-14
holding as of filing
VSS-Cambium Holdings III, LLC
10% Owner
3/ACommon Stock Warrant (right to buy)
Derivative · Direct
Holding$0.01
exercise price
2011-02-14
2011-02-10VSS-Cambium Holdings III, LLC
10% Owner
4Common Stock Warrant (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+33,303
560,137 owned after
$0.012011-02-14
2009-12-09
holding as of filing
VSS-Cambium Holdings III, LLC
10% Owner
3Common Stock Warrant (right to buy)
Derivative · Direct
Holding$0.01
exercise price
2009-12-09