Cambium Learning Group, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-07: Reporting owner VSS-Cambium Holdings III, LLC; Form 4; Security Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-03-16: Reporting owner VSS-Cambium Holdings III, LLC; Form 4; Security Common Stock Warrant (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2011-02-14: Reporting owner VSS-Cambium Holdings III, LLC; Form 3/A; Security Common Stock Warrant (right to buy); Transaction Holding.
- 2011-02-10: Reporting owner VSS-Cambium Holdings III, LLC; Form 4; Security Common Stock Warrant (right to buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-07 | VSS-Cambium Holdings III, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −755,077 0 owned after | $0.01 exercise price | 2014-11-10 | |
| 2011-03-16 | VSS-Cambium Holdings III, LLC 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +36,531 596,668 owned after | $0.01 | 2011-03-18 | |
| 2011-02-14 holding as of filing | VSS-Cambium Holdings III, LLC 10% Owner | 3/A | Common Stock Warrant (right to buy) Derivative · Direct | Holding | $0.01 exercise price | 2011-02-14 | ||
| 2011-02-10 | VSS-Cambium Holdings III, LLC 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +33,303 560,137 owned after | $0.01 | 2011-02-14 | |
| 2009-12-09 holding as of filing | VSS-Cambium Holdings III, LLC 10% Owner | 3 | Common Stock Warrant (right to buy) Derivative · Direct | Holding | $0.01 exercise price | 2009-12-09 |