Cambium Learning Group, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-01: Reporting owner Fonte Paul; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-10-03: Reporting owner Fonte Paul; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-10-03: Reporting owner McWhorter Jeffery Scott; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-10-03: Reporting owner Benson Barbara; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-01 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 123,400 owned after | $1.30 exercise price | 2016-12-02 | |
| 2016-10-03 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 128,400 owned after | no price filed | 2016-10-04 | |
| 2016-10-03 | McWhorter Jeffery Scott Officer (General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 57,400 owned after | no price filed | 2016-10-04 | |
| 2016-10-03 | Benson Barbara Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 157,400 owned after | no price filed | 2016-10-04 | |
| 2016-09-01 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 118,400 owned after | $1.30 exercise price | 2016-09-02 | |
| 2016-06-01 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 123,400 owned after | $1.30 exercise price | 2016-06-01 | |
| 2016-03-09 | Campbell John F Director, Officer (CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 535,000 owned after | no price filed | 2016-03-11 | |
| 2016-03-09 | Benson Barbara Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 147,400 owned after | no price filed | 2016-03-11 | |
| 2016-03-09 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 128,400 owned after | no price filed | 2016-03-11 | |
| 2016-03-09 | McWhorter Jeffery Scott Officer (General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 47,400 owned after | no price filed | 2016-03-11 | |
| 2016-03-01 | Fonte Paul Officer (Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 108,400 owned after | $1.30 exercise price | 2016-03-04 |