AYTU BIOPHARMA, INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-05-16: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-05-05; Total offering amount Indefinite.
- 2011-02-04: Federal exemption Rule 505; Types of securities offered Equity; Date of first sale 2010-07-22; Total offering amount Indefinite.
- 2010-07-22: Federal exemption Rule 505; Types of securities offered Equity; Date of first sale 2010-07-22; Total offering amount $20,000.
- 2009-04-10: Federal exemption Rule 505; Types of securities offered Equity; Date of first sale 2009-02-06; Total offering amount $25,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2017-05-16 | Rule 506(b) | Equity | 2017-05-05 | Indefinite | $1,750,000 | Indefinite | 16 |
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| 2011-02-04 | Rule 505 | Equity | 2010-07-22 | Indefinite | $4,000 | Indefinite | 1 |
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| 2010-07-22 | Rule 505 | Equity | 2010-07-22 | $20,000 | $10,000 | $10,000 | 2 |
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| 2009-04-10 | Rule 505 | Equity | 2009-02-06 | $25,000 | $4,500 | $20,500 | 3 |
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