AutoWeb, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-07: Reporting owner ROSEN JONATHAN HUGH; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2007-12-07: Reporting owner Canon Mark; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2007-11-13: Reporting owner DeWalt Curtis E; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2007-11-01: Reporting owner Stibel Jeffrey M; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-07 holding as of filing | ROSEN JONATHAN HUGH Officer (SVP, Web Business Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.00 exercise price | 2007-12-07 | ||
| 2007-12-07 holding as of filing | Canon Mark Officer (SVP & Chief Product Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.15 exercise price | 2007-12-07 | ||
| 2007-11-13 holding as of filing | DeWalt Curtis E Officer (Vice President/Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.59 exercise price | 2007-11-13 | ||
| 2007-11-01 | Stibel Jeffrey M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.32 exercise price | 2007-11-01 | |
| 2007-11-01 | ROSS MARK R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.32 exercise price | 2007-11-01 | |
| 2007-11-01 | KAPLAN MARK N Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.32 exercise price | 2007-11-01 | |
| 2007-11-01 | GRIMES ROBERT S Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.32 exercise price | 2007-11-01 | |
| 2007-11-01 | FUCHS MICHAEL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.32 exercise price | 2007-11-01 | |
| 2007-11-01 | COATS JEFFREY H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.32 exercise price | 2007-11-01 | |
| 2007-02-01 holding as of filing | HOUDESHELL MONTY Officer (Executive VP, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.74 exercise price | 2007-02-01 | ||
| 2007-01-04 holding as of filing | Garms Mark Officer (Senior VP, Dealer Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.99 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | Garms Mark Officer (Senior VP, Dealer Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.47 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | Garms Mark Officer (Senior VP, Dealer Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.80 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | Garms Mark Officer (Senior VP, Dealer Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.90 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | Garms Mark Officer (Senior VP, Dealer Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $14.17 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | Garms Mark Officer (Senior VP, Dealer Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $7.60 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | Garms Mark Officer (Senior VP, Dealer Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.01 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | Garms Mark Officer (Senior VP, Dealer Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.96 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | Garms Mark Officer (Senior VP, Dealer Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.00 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | Garms Mark Officer (Senior VP, Dealer Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.86 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | Garms Mark Officer (Senior VP, Dealer Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.99 exercise price | 2007-01-04 | ||
| 2007-01-03 holding as of filing | Bartlett Russell Officer (Senior VP, CRM & Data Services) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.99 exercise price | 2007-01-03 | ||
| 2007-01-03 holding as of filing | Bartlett Russell Officer (Senior VP, CRM & Data Services) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.47 exercise price | 2007-01-03 | ||
| 2007-01-03 holding as of filing | Bartlett Russell Officer (Senior VP, CRM & Data Services) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.80 exercise price | 2007-01-03 | ||
| 2007-01-03 holding as of filing | Bartlett Russell Officer (Senior VP, CRM & Data Services) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $14.17 exercise price | 2007-01-03 | ||
| 2007-01-03 holding as of filing | Bartlett Russell Officer (Senior VP, CRM & Data Services) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.01 exercise price | 2007-01-03 | ||
| 2007-01-03 holding as of filing | Bartlett Russell Officer (Senior VP, CRM & Data Services) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.96 exercise price | 2007-01-03 | ||
| 2007-01-03 holding as of filing | Bartlett Russell Officer (Senior VP, CRM & Data Services) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.00 exercise price | 2007-01-03 | ||
| 2007-01-03 holding as of filing | Bartlett Russell Officer (Senior VP, CRM & Data Services) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.88 exercise price | 2007-01-03 |