Asensus Surgical, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-06-06: Reporting owner Hobert Kevin J; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-06-06: Reporting owner Milne David Bruce; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-06-06: Reporting owner Biffi Andrea; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-06-06: Reporting owner Starling William N JR; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-06-06 | Hobert Kevin J Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,748 55,748 owned after | $0.56 exercise price | 2023-06-08 | |
| 2023-06-06 | Milne David Bruce Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,748 55,748 owned after | $0.56 exercise price | 2023-06-08 | |
| 2023-06-06 | Biffi Andrea Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +117,690 117,690 owned after | $0.56 exercise price | 2023-06-08 | |
| 2023-06-06 | Starling William N JR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,748 55,748 owned after | $0.56 exercise price | 2023-06-08 | |
| 2023-02-03 | Shameze Rampertab Officer (EVP, Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $0.75 exercise price | 2023-02-07 | |
| 2023-02-03 | Fernando Anthony C. J. Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $0.75 exercise price | 2023-02-07 |