ARQULE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-05-24: Reporting owner ZENNER PATRICK J; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-24: Reporting owner Messenger William G; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-24: Reporting owner LINDSAY RONALD M; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-24: Reporting owner Kelley Susan L.; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-05-24 | ZENNER PATRICK J Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.68 exercise price | 2016-05-25 | |
| 2016-05-24 | Messenger William G Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.68 exercise price | 2016-05-25 | |
| 2016-05-24 | LINDSAY RONALD M Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.68 exercise price | 2016-05-25 | |
| 2016-05-24 | Kelley Susan L. Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.68 exercise price | 2016-05-25 | |
| 2016-05-24 | LOBERG MICHAEL D Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.68 exercise price | 2016-05-25 | |
| 2016-05-24 | BARABE TIMOTHY C Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.68 exercise price | 2016-05-25 | |
| 2016-03-03 | Pucci Paolo Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −97,498 292,502 owned after | $1.16 exercise price | 2016-03-04 | |
| 2016-01-19 | Weiskopf Robert J Officer (Chief Financial Officer) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $1.79 exercise price | 2016-01-20 | |
| 2016-01-19 | SCHWARTZ BRIAN Officer (Chief Medical Officer) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +208,000 208,000 owned after | $1.79 exercise price | 2016-01-20 | |
| 2016-01-19 | Pucci Paolo Officer (Chief Executive Officer) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +480,000 480,000 owned after | $1.79 exercise price | 2016-01-20 | |
| 2016-01-19 | Lawrence Peter S Officer (President & COO) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $1.79 exercise price | 2016-01-20 |