ARQULE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-08: Reporting owner Nussbaum Ran; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-23: Reporting owner ZENNER PATRICK J; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-23: Reporting owner Messenger William G; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-23: Reporting owner LOBERG MICHAEL D; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-08 | Nussbaum Ran Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.10 exercise price | 2017-11-09 | |
| 2017-05-23 | ZENNER PATRICK J Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.23 exercise price | 2017-05-24 | |
| 2017-05-23 | Messenger William G Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.23 exercise price | 2017-05-24 | |
| 2017-05-23 | LOBERG MICHAEL D Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.23 exercise price | 2017-05-24 | |
| 2017-05-23 | LINDSAY RONALD M Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.23 exercise price | 2017-05-24 | |
| 2017-05-23 | Kelley Susan L. Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.23 exercise price | 2017-05-24 | |
| 2017-05-23 | BARABE TIMOTHY C Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.23 exercise price | 2017-05-24 | |
| 2017-01-17 | Weiskopf Robert J Officer (Chief Financial Officer) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +95,000 95,000 owned after | $1.53 exercise price | 2017-01-18 | |
| 2017-01-17 | SCHWARTZ BRIAN Officer (Chief Medical Officer) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $1.53 exercise price | 2017-01-18 | |
| 2017-01-17 | Pucci Paolo Officer (Chief Executive Officer) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.53 exercise price | 2017-01-18 | |
| 2017-01-17 | Lawrence Peter S Officer (President & COO) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +185,000 185,000 owned after | $1.53 exercise price | 2017-01-18 |