ARQULE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 112 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-01-16: Reporting owner Messenger William G; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-01-16: Reporting owner Messenger William G; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-01-16: Reporting owner Messenger William G; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-01-16: Reporting owner Messenger William G; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-01-16 | Messenger William G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $2.48 exercise price | 2020-01-16 | |
| 2020-01-16 | Messenger William G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.14 exercise price | 2020-01-16 | |
| 2020-01-16 | Messenger William G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.71 exercise price | 2020-01-16 | |
| 2020-01-16 | Messenger William G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $5.82 exercise price | 2020-01-16 | |
| 2020-01-16 | Messenger William G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.78 exercise price | 2020-01-16 | |
| 2020-01-16 | Messenger William G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.42 exercise price | 2020-01-16 | |
| 2020-01-16 | Messenger William G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.80 exercise price | 2020-01-16 | |
| 2020-01-16 | Messenger William G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.68 exercise price | 2020-01-16 | |
| 2020-01-16 | Messenger William G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.23 exercise price | 2020-01-16 | |
| 2020-01-16 | Messenger William G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $6.21 exercise price | 2020-01-16 | |
| 2020-01-16 | BARABE TIMOTHY C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $2.48 exercise price | 2020-01-16 | |
| 2020-01-16 | BARABE TIMOTHY C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $6.21 exercise price | 2020-01-16 | |
| 2020-01-16 | BARABE TIMOTHY C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.14 exercise price | 2020-01-16 | |
| 2020-01-16 | BARABE TIMOTHY C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.71 exercise price | 2020-01-16 | |
| 2020-01-16 | BARABE TIMOTHY C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $5.82 exercise price | 2020-01-16 | |
| 2020-01-16 | BARABE TIMOTHY C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.78 exercise price | 2020-01-16 | |
| 2020-01-16 | BARABE TIMOTHY C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.42 exercise price | 2020-01-16 | |
| 2020-01-16 | BARABE TIMOTHY C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.80 exercise price | 2020-01-16 | |
| 2020-01-16 | BARABE TIMOTHY C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.68 exercise price | 2020-01-16 | |
| 2020-01-16 | BARABE TIMOTHY C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.23 exercise price | 2020-01-16 | |
| 2020-01-16 | Kelley Susan L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $2.48 exercise price | 2020-01-16 | |
| 2020-01-16 | Kelley Susan L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $6.96 exercise price | 2020-01-16 | |
| 2020-01-16 | Kelley Susan L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.71 exercise price | 2020-01-16 | |
| 2020-01-16 | Kelley Susan L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $5.82 exercise price | 2020-01-16 | |
| 2020-01-16 | Kelley Susan L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.78 exercise price | 2020-01-16 | |
| 2020-01-16 | Kelley Susan L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.42 exercise price | 2020-01-16 | |
| 2020-01-16 | Kelley Susan L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.80 exercise price | 2020-01-16 | |
| 2020-01-16 | Kelley Susan L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.68 exercise price | 2020-01-16 | |
| 2020-01-16 | Kelley Susan L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.23 exercise price | 2020-01-16 | |
| 2020-01-16 | Kelley Susan L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $6.21 exercise price | 2020-01-16 | |
| 2020-01-16 | Nussbaum Ran Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $1.10 exercise price | 2020-01-16 | |
| 2020-01-16 | Nussbaum Ran Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $2.48 exercise price | 2020-01-16 | |
| 2020-01-16 | Nussbaum Ran Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $6.21 exercise price | 2020-01-16 | |
| 2020-01-16 | LINDSAY RONALD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $2.48 exercise price | 2020-01-16 | |
| 2020-01-16 | LINDSAY RONALD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.14 exercise price | 2020-01-16 | |
| 2020-01-16 | LINDSAY RONALD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.71 exercise price | 2020-01-16 | |
| 2020-01-16 | LINDSAY RONALD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $5.82 exercise price | 2020-01-16 | |
| 2020-01-16 | LINDSAY RONALD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.78 exercise price | 2020-01-16 | |
| 2020-01-16 | LINDSAY RONALD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.42 exercise price | 2020-01-16 | |
| 2020-01-16 | LINDSAY RONALD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.80 exercise price | 2020-01-16 | |
| 2020-01-16 | LINDSAY RONALD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.68 exercise price | 2020-01-16 | |
| 2020-01-16 | LINDSAY RONALD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.23 exercise price | 2020-01-16 | |
| 2020-01-16 | LINDSAY RONALD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $6.21 exercise price | 2020-01-16 | |
| 2020-01-16 | ZENNER PATRICK J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.48 exercise price | 2020-01-16 | |
| 2020-01-16 | ZENNER PATRICK J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $6.21 exercise price | 2020-01-16 | |
| 2020-01-16 | ZENNER PATRICK J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $6.71 exercise price | 2020-01-16 | |
| 2020-01-16 | ZENNER PATRICK J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $5.82 exercise price | 2020-01-16 | |
| 2020-01-16 | ZENNER PATRICK J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.78 exercise price | 2020-01-16 | |
| 2020-01-16 | ZENNER PATRICK J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.42 exercise price | 2020-01-16 | |
| 2020-01-16 | ZENNER PATRICK J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.80 exercise price | 2020-01-16 | |
| 2020-01-16 | ZENNER PATRICK J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.68 exercise price | 2020-01-16 | |
| 2020-01-16 | ZENNER PATRICK J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.23 exercise price | 2020-01-16 | |
| 2020-01-16 | Pucci Paolo Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −242,502 0 owned after | $1.16 exercise price | 2020-01-16 | |
| 2020-01-16 | Pucci Paolo Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,000 0 owned after | $1.79 exercise price | 2020-01-16 | |
| 2020-01-16 | Pucci Paolo Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $1.53 exercise price | 2020-01-16 | |
| 2020-01-16 | Pucci Paolo Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −600,000 0 owned after | $0.95 exercise price | 2020-01-16 | |
| 2020-01-16 | Pucci Paolo Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −249,000 0 owned after | $1.75 exercise price | 2020-01-16 | |
| 2020-01-16 | Pucci Paolo Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $2.48 exercise price | 2020-01-16 | |
| 2020-01-16 | Pucci Paolo Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $5.48 exercise price | 2020-01-16 | |
| 2020-01-16 | Pucci Paolo Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −650,850 0 owned after | $3.68 exercise price | 2020-01-16 | |
| 2020-01-16 | Pucci Paolo Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $4.14 exercise price | 2020-01-16 | |
| 2020-01-16 | Pucci Paolo Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,925 0 owned after | $6.70 exercise price | 2020-01-16 | |
| 2020-01-16 | Pucci Paolo Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,578 0 owned after | $7.95 exercise price | 2020-01-16 | |
| 2020-01-16 | Pucci Paolo Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −285,000 0 owned after | $2.51 exercise price | 2020-01-16 | |
| 2020-01-16 | Pucci Paolo Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −305,000 0 owned after | $2.57 exercise price | 2020-01-16 | |
| 2020-01-16 | Lawrence Peter S Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −181,500 0 owned after | $1.16 exercise price | 2020-01-16 | |
| 2020-01-16 | Lawrence Peter S Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −240,000 0 owned after | $1.79 exercise price | 2020-01-16 | |
| 2020-01-16 | Lawrence Peter S Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −185,000 0 owned after | $1.53 exercise price | 2020-01-16 | |
| 2020-01-16 | Lawrence Peter S Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $0.95 exercise price | 2020-01-16 | |
| 2020-01-16 | Lawrence Peter S Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −124,500 0 owned after | $1.75 exercise price | 2020-01-16 | |
| 2020-01-16 | Lawrence Peter S Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $2.48 exercise price | 2020-01-16 | |
| 2020-01-16 | Lawrence Peter S Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $5.48 exercise price | 2020-01-16 | |
| 2020-01-16 | Lawrence Peter S Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −368,350 0 owned after | $3.68 exercise price | 2020-01-16 | |
| 2020-01-16 | Lawrence Peter S Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,925 0 owned after | $6.70 exercise price | 2020-01-16 | |
| 2020-01-16 | Lawrence Peter S Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,578 0 owned after | $7.95 exercise price | 2020-01-16 | |
| 2020-01-16 | Lawrence Peter S Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,877 0 owned after | $2.51 exercise price | 2020-01-16 | |
| 2020-01-16 | Lawrence Peter S Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −140,500 0 owned after | $2.57 exercise price | 2020-01-16 | |
| 2020-01-16 | SCHEGERIN MARC Officer (CFO and Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −255,000 0 owned after | $2.52 exercise price | 2020-01-16 | |
| 2020-01-16 | SCHEGERIN MARC Officer (CFO and Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,000 0 owned after | $5.48 exercise price | 2020-01-16 | |
| 2020-01-16 | SCHEGERIN MARC Officer (CFO and Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −230,000 0 owned after | $3.68 exercise price | 2020-01-16 | |
| 2020-01-16 | LOBERG MICHAEL D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $2.48 exercise price | 2020-01-16 | |
| 2020-01-16 | LOBERG MICHAEL D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.14 exercise price | 2020-01-16 | |
| 2020-01-16 | LOBERG MICHAEL D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.71 exercise price | 2020-01-16 | |
| 2020-01-16 | LOBERG MICHAEL D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $5.82 exercise price | 2020-01-16 | |
| 2020-01-16 | LOBERG MICHAEL D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.78 exercise price | 2020-01-16 | |
| 2020-01-16 | LOBERG MICHAEL D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.42 exercise price | 2020-01-16 | |
| 2020-01-16 | LOBERG MICHAEL D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.80 exercise price | 2020-01-16 | |
| 2020-01-16 | LOBERG MICHAEL D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.68 exercise price | 2020-01-16 | |
| 2020-01-16 | LOBERG MICHAEL D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.23 exercise price | 2020-01-16 | |
| 2020-01-16 | LOBERG MICHAEL D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $6.21 exercise price | 2020-01-16 | |
| 2020-01-16 | SCHWARTZ BRIAN Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −147,000 0 owned after | $1.16 exercise price | 2020-01-16 | |
| 2020-01-16 | SCHWARTZ BRIAN Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −108,000 0 owned after | $1.79 exercise price | 2020-01-16 | |
| 2020-01-16 | SCHWARTZ BRIAN Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −130,000 0 owned after | $1.53 exercise price | 2020-01-16 | |
| 2020-01-16 | SCHWARTZ BRIAN Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −260,000 0 owned after | $0.95 exercise price | 2020-01-16 | |
| 2020-01-16 | SCHWARTZ BRIAN Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −107,900 0 owned after | $1.75 exercise price | 2020-01-16 | |
| 2020-01-16 | SCHWARTZ BRIAN Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $2.48 exercise price | 2020-01-16 | |
| 2020-01-16 | SCHWARTZ BRIAN Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $5.48 exercise price | 2020-01-16 | |
| 2020-01-16 | SCHWARTZ BRIAN Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −314,050 0 owned after | $3.68 exercise price | 2020-01-16 | |
| 2020-01-16 | SCHWARTZ BRIAN Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −140,000 0 owned after | $6.70 exercise price | 2020-01-16 | |
| 2020-01-16 | SCHWARTZ BRIAN Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,578 0 owned after | $7.95 exercise price | 2020-01-16 |