ARQULE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-01: Reporting owner ZENNER PATRICK J; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-01: Reporting owner Messenger William G; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-01: Reporting owner LOBERG MICHAEL D; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-01: Reporting owner LINDSAY RONALD M; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-01 | ZENNER PATRICK J Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 132,500 owned after | $6.71 exercise price | 2011-06-02 | |
| 2011-06-01 | Messenger William G Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 85,000 owned after | $6.71 exercise price | 2011-06-02 | |
| 2011-06-01 | LOBERG MICHAEL D Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 80,000 owned after | $6.71 exercise price | 2011-06-02 | |
| 2011-06-01 | LINDSAY RONALD M Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 80,000 owned after | $6.71 exercise price | 2011-06-02 | |
| 2011-06-01 | Kelley Susan L. Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 45,000 owned after | $6.71 exercise price | 2011-06-02 | |
| 2011-06-01 | BARABE TIMOTHY C Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 96,000 owned after | $6.71 exercise price | 2011-06-02 | |
| 2011-04-27 | Kelley Susan L. Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.96 exercise price | 2011-05-05 | |
| 2011-01-24 | Weiskopf Robert J Officer (Vice President of Finance) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 142,500 owned after | $6.70 exercise price | 2011-01-27 | |
| 2011-01-24 | SCHWARTZ BRIAN Officer (Chief Medical Officer) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,000 430,000 owned after | $6.70 exercise price | 2011-01-27 | |
| 2011-01-24 | Pucci Paolo Officer (Chief Executive Officer) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 1,125,000 owned after | $6.70 exercise price | 2011-01-27 | |
| 2011-01-24 | Lawrence Peter S Officer (President and COO) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +155,000 935,000 owned after | $6.70 exercise price | 2011-01-27 | |
| 2011-01-24 | CHAN THOMAS C K Officer (Chief Scientific Officer) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,000 480,000 owned after | $6.70 exercise price | 2011-01-27 |