ARQULE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-13: Reporting owner ZENNER PATRICK J; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-05-13: Reporting owner Messenger William G; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-05-13: Reporting owner LINDSAY RONALD M; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-05-13: Reporting owner Kelley Susan L.; Form 4; Security Director Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-13 | ZENNER PATRICK J Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.42 exercise price | 2014-05-15 | |
| 2014-05-13 | Messenger William G Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.42 exercise price | 2014-05-15 | |
| 2014-05-13 | LINDSAY RONALD M Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.42 exercise price | 2014-05-15 | |
| 2014-05-13 | Kelley Susan L. Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.42 exercise price | 2014-05-15 | |
| 2014-05-13 | LOBERG MICHAEL D Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.42 exercise price | 2014-05-15 | |
| 2014-05-13 | BARABE TIMOTHY C Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.42 exercise price | 2014-05-15 | |
| 2014-01-22 | Weiskopf Robert J Officer (Vice President of Finance) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,250 48,250 owned after | $2.57 exercise price | 2014-01-24 | |
| 2014-01-22 | SCHWARTZ BRIAN Officer (Chief Medical Officer) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +106,500 106,500 owned after | $2.57 exercise price | 2014-01-24 | |
| 2014-01-22 | Pucci Paolo Officer (Chief Executive Officer) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +305,000 305,000 owned after | $2.57 exercise price | 2014-01-24 | |
| 2014-01-22 | Lawrence Peter S Officer (President & COO) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,500 140,500 owned after | $2.57 exercise price | 2014-01-24 |