ARADIGM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-09-30: Reporting owner PECOTA NANCY E; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-07-03: Reporting owner Grimes D Jeffery; Form 3; Security Option (Right to Buy); Transaction Holding.
- 2008-07-01: Reporting owner Grimes D Jeffery; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-05-15: Reporting owner LYNCH TIMOTHY P; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-09-30 | PECOTA NANCY E Officer (VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $0.39 exercise price | 2008-10-02 | |
| 2008-07-03 holding as of filing | Grimes D Jeffery Officer (VP Legal Affairs, Secretary) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $1.37 exercise price | 2008-07-03 | ||
| 2008-07-01 | Grimes D Jeffery Officer (VP Legal Affairs, Secretary) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $0.80 exercise price | 2008-07-03 | |
| 2008-05-15 | LYNCH TIMOTHY P Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.87 exercise price | 2008-06-27 | |
| 2008-05-15 | THOMPSON VIRGIL Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.87 exercise price | 2008-06-24 | |
| 2008-05-15 | BARKER FRANK H Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.87 exercise price | 2008-06-24 | |
| 2008-05-15 | SIEBERT JOHN M Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.87 exercise price | 2008-06-24 | |
| 2008-01-02 | LYNCH TIMOTHY P Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.57 exercise price | 2008-01-03 |