ARADIGM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-06-29: Reporting owner Matkovits Theresa; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-29: Reporting owner Hudson Frederick M.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-29: Reporting owner Gordon Edwin H.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-29: Reporting owner THOMPSON VIRGIL; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-06-29 | Matkovits Theresa Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.45 exercise price | 2018-07-03 | |
| 2018-06-29 | Hudson Frederick M. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,323 97,323 owned after | $1.45 exercise price | 2018-07-03 | |
| 2018-06-29 | Gordon Edwin H. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,323 97,323 owned after | $1.45 exercise price | 2018-07-03 | |
| 2018-06-29 | THOMPSON VIRGIL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,323 97,323 owned after | $1.45 exercise price | 2018-07-03 | |
| 2018-03-22 | SIEBERT JOHN M Director, Officer (Interim Principal Exec Ofcr) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +276,000 276,000 owned after | $1.31 exercise price | 2018-03-26 | |
| 2018-03-19 holding as of filing | Gordon Edwin H. Director | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $1.39 exercise price | 2018-03-19 |