ARADIGM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-03: Reporting owner SIEBERT JOHN M; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-10-04: Reporting owner BARKER FRANK H; Form 4/A; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-10-04: Reporting owner JAEGER STEPHEN O; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-10-04: Reporting owner BARKER FRANK H; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-03 | SIEBERT JOHN M Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.02 exercise price | 2006-11-16 | |
| 2006-10-04 | BARKER FRANK H Director | 4/A | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $1.64 exercise price | 2006-10-05 | |
| 2006-10-04 | JAEGER STEPHEN O Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $1.64 exercise price | 2006-10-05 | |
| 2006-10-04 | BARKER FRANK H Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $1.64 exercise price | 2006-10-05 | |
| 2006-10-04 | THOMPSON VIRGIL Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,000 31,000 owned after | $1.64 exercise price | 2006-10-05 | |
| 2006-08-10 | GONDA IGOR Director, Officer (Chief Executive Officer) | 4/A | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $1.87 exercise price | 2006-09-26 | |
| 2006-08-10 | GONDA IGOR Director, Officer (Chief Executive Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $1.87 exercise price | 2006-08-11 | |
| 2006-06-27 | CHESTERMAN THOMAS C Officer (Senior VP and CFO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.29 exercise price | 2006-06-28 | |
| 2006-06-08 | OTULANA BABTUNDE A Officer (VP of Clincal Affairs) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.70 exercise price | 2006-06-09 | |
| 2006-05-18 | BARKER FRANK H Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $1.52 exercise price | 2006-05-19 | |
| 2006-05-18 | GONDA IGOR Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $1.52 exercise price | 2006-05-19 | |
| 2006-05-18 | JAEGER STEPHEN O Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $1.52 exercise price | 2006-05-19 | |
| 2006-05-18 | THOMPSON VIRGIL Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $1.52 exercise price | 2006-05-19 | |
| 2006-04-12 | RIGBY JONATHAN Officer (VP, Business Development) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $3.17 exercise price | 2006-04-14 | |
| 2006-03-17 holding as of filing | RIGBY JONATHAN Officer (VP, Business Development) | 3 | Option (Right to Buy) Derivative · Direct | Holding | no price filed | 2006-03-17 | ||
| 2006-03-17 holding as of filing | RIGBY JONATHAN Officer (VP, Business Development) | 3 | Option (Right to Buy) Derivative · Direct | Holding | no price filed | 2006-03-17 | ||
| 2006-03-17 holding as of filing | RIGBY JONATHAN Officer (VP, Business Development) | 3 | Option (Right to Buy) Derivative · Direct | Holding | no price filed | 2006-03-17 | ||
| 2006-03-17 holding as of filing | RIGBY JONATHAN Officer (VP, Business Development) | 3 | Option (Right to Buy) Derivative · Direct | Holding | no price filed | 2006-03-17 | ||
| 2006-03-17 holding as of filing | RIGBY JONATHAN Officer (VP, Business Development) | 3 | Option (Right to Buy) Derivative · Direct | Holding | no price filed | 2006-03-17 | ||
| 2006-03-07 | LAWLIS V BRYAN Director, Officer (President) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $3.77 exercise price | 2006-04-13 | |
| 2006-03-07 | TURANIN JOHN J Officer (VP, Corporate Planning and Mgt) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $3.77 exercise price | 2006-03-09 | |
| 2006-03-07 | VENKATADRI BOBBA Officer (Sr. VP Operations) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $3.77 exercise price | 2006-03-09 | |
| 2006-03-07 | OTULANA BABTUNDE A Officer (VP of Clincal Affairs) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $3.77 exercise price | 2006-03-09 | |
| 2006-03-07 | FARR STEPHEN J Officer (Sr. VP, CSO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $3.77 exercise price | 2006-03-09 | |
| 2006-03-07 | CHESTERMAN THOMAS C Officer (CFO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $3.77 exercise price | 2006-03-09 |