ARADIGM CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-05-03: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-04-25; Total offering amount $23,000,000.
- 2010-06-29: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2010-06-21; Total offering amount $4,108,777.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-05-03 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2016-04-25 | $23,000,000 | $23,000,000 | $0 | 5 |
| 2010-06-29 | Rule 506 | Equity; OptionToAcquire | 2010-06-21 | $4,108,777 | $4,108,777 | $0 | 9 |