ARADIGM CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-26: Reporting owner Froehlich Juergen Kurt; Form 3; Security Restricted Stock Award; Transaction Holding.
- 2007-12-04: Reporting owner OTULANA BABTUNDE A; Form 4; Security Restricted Stock Award; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-04: Reporting owner GONDA IGOR; Form 4; Security Restricted Stock Award; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-26 holding as of filing | Froehlich Juergen Kurt Officer (Chief Medical Officer) | 3 | Restricted Stock Award Derivative · Direct | Holding | no price filed | 2013-12-26 | ||
| 2007-12-04 | OTULANA BABTUNDE A Officer (VP of Clincal Affairs) | 4 | Restricted Stock Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | no price filed | 2007-12-06 | |
| 2007-12-04 | GONDA IGOR Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | no price filed | 2007-12-06 |