APPLIED MICRO CIRCUITS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-08-01: Reporting owner BERARDI HECTOR; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-08-01: Reporting owner Gopi Paramesh; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-05-07: Reporting owner Major Michael; Form 3; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
- 2008-05-07: Reporting owner Major Michael; Form 3; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-08-01 | BERARDI HECTOR Officer (VP Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,500 87,500 owned after | $7.67 exercise price | 2008-08-05 | |
| 2008-08-01 | Gopi Paramesh Officer (Sr. VP & COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +650,000 650,000 owned after | $7.67 exercise price | 2008-08-05 | |
| 2008-05-07 holding as of filing | Major Michael Officer (VP HP & Comm Relations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $8.08 exercise price | 2008-05-07 | ||
| 2008-05-07 holding as of filing | Major Michael Officer (VP HP & Comm Relations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $12.84 exercise price | 2008-05-07 | ||
| 2008-05-07 holding as of filing | Major Michael Officer (VP HP & Comm Relations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $14.04 exercise price | 2008-05-07 | ||
| 2008-05-05 | Major Michael Officer (VP HR & Comm Relations) | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +77,000 77,000 owned after | $8.31 exercise price | 2008-05-08 | |
| 2008-05-05 | CESARATTO CESAR Director | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $8.31 exercise price | 2008-05-08 | |
| 2008-05-05 | CESARATTO CESAR Director | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 8,750 owned after | $8.31 exercise price | 2008-05-08 | |
| 2008-05-05 | Sullivan Julie Director | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $8.31 exercise price | 2008-05-08 | |
| 2008-05-05 | STABENOW ARTHUR B Director | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $8.31 exercise price | 2008-05-08 | |
| 2008-05-05 | SHLAPAK FRED THEODORE A Director | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $8.31 exercise price | 2008-05-08 | |
| 2008-05-05 | RANSOM NIEL Director | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $8.31 exercise price | 2008-05-08 | |
| 2008-05-05 | Johnson Russell Officer (Sr VP GM - Storage) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $8.31 exercise price | 2008-05-07 | |
| 2008-05-05 | COLVIN DONALD A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $8.31 exercise price | 2008-05-07 | |
| 2008-05-05 | Sullivan Julie Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $8.31 exercise price | 2008-05-07 | |
| 2008-05-05 | STABENOW ARTHUR B Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $8.31 exercise price | 2008-05-07 | |
| 2008-05-05 | SHLAPAK FRED THEODORE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $8.31 exercise price | 2008-05-07 | |
| 2008-05-05 | RANSOM NIEL Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $8.31 exercise price | 2008-05-07 | |
| 2008-05-05 | CESARATTO CESAR Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $8.31 exercise price | 2008-05-07 | |
| 2008-05-05 | CESARATTO CESAR Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 8,750 owned after | $8.31 exercise price | 2008-05-07 | |
| 2008-05-05 | Major Michael Officer (VP HP & Comm Relations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +77,000 77,000 owned after | $8.31 exercise price | 2008-05-07 | |
| 2008-02-06 | Murphy Barbara Officer (Senior VP and GM) | 4 | Incentive Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,551 32,910 owned after | $0.52 | 2008-02-08 |